Hillary Clinton's 1969 Thesis on Saul Alinsky
“THERE IS ONLY THE FIGHT…”
An Analysis of the Alinsky Model
A
thesis submitted in partial fulfillment of the requirements for the
Bachelor of Arts degree under the Special Honors Program, Wellesley
College, Wellesley, Massachusetts.
Hillary D. Rodham
Political Science
2 May, 1969
So
here I am, in the middle way, having had twenty years—Twenty years
largely wasted, the years of l’entre deux guerres Trying to learn to
use words, and every attempt Is a wholly new start, and a different kind
of failure
Because one has only learnt to get the better of words For the thing one no longer has to say, or the way in which
One is no longer disposed to say it. And so each venture Is a new beginning, a raid on the inarticulate
With shabby equipment always deteriorating In the general mass of imprecision of feeling,
Undisciplined
squads of emotion. And what there is to conquer By strength and
submission, has already been discovered Once or twice, or several times,
by men whom one cannot hope To emulate–but there is no competition–There is only the fight to recover what has been lost And found and lost again and again:
and now, under conditions That seem unpropitious. But perhaps neither
gain nor loss For us, there is only the trying. The rest is not our
business. T.S. Eliot, “East Coker”
TABLE OF CONTENTS
Acknowledgements………………………………… i
Chapter
I. SAUL DAVID ALINSKY: AN AMERICAN RADICAL . 1
II. THE ALINSKY METHOD OF ORGANIZING: THREE
CASE STUDIES. . . . . . . . . . . . . . 14
III. “A PRIZE PIECE OF POLITICALPORNOGRAPHY”. . 44
IV. PERSPECTIVES ON ALINSKY AND HIS MODEL. . . 53
V. REALIZING LIFE AFTER BIRTH . . . . . . . . 68
Appendices……………………………………… 76
Bibliography……………………………………. 84
ACKNOWLEDGEMENTS
Although
I have no “loving wife” to thank for keeping the children away while I
wrote, I do have many friends and teachers who have contributed to the
process of thesis-writing. And I thank them for their tireless help and
encouragement. In regard to the paper itself, there are three people who
deserve special appreciation: Mr. Alinsky for providing a topic,
sharing his time and offering me a job; Miss Alona E. Evans for her
thoughtful questioning and careful editing that clarified fuzzy thinking
and tortured prose; and Jan Krigbaum for her spirited intellectual
companionship and typewriter rescue work.
CHAPTER I
SAUL DAVID ALINSKY: AN AMERICAN RADICAL
With customary British understatement, The Economist referred to Saul Alinsky as “that rare specimen, the successful radical.”
FOOTNOTE 1 (note—all such numbers in the text refer to footnotes)
This
is one of the blander descriptions applied to Alinsky during a thirty
year career in which epithets have been collected more regularly than
paychecks. The epithets are not surprising as most people who deal with
Alinsky need to categorize in order to handle him. It is far easier to
cope with a man if, depending on ideological perspective, he is
classified as a “crackpot” than to grapple with the substantive issues
he presents.
For
Saul Alinsky is more than a man who has created a particular approach
to community organizing, he is the articulate proponent of what many
consider to be a dangerous socio/political philosophy. An understanding
of the “Alinsky-type method” (i.e. his organizing method) as well as the
philosophy on which it is based must start with an understanding of the
man himself.
Alinsky
was born in a Chicago slum to Russian Jewish immigrant parents, and
those early conditions of slum living and poverty in Chicago established
the context of his ideas and mode of action. He traces his
identification with the poor back to a home in the rear of a store where
his idea of luxury was using the bathroom without a customer banging on
the door.
2
Chicago itself has also greatly influenced him:
Where
did I come from? Chicago. I can curse and hate the town but let anyone
else do it and they’re in for a battle, There I’ve had the happiest and
the worst times of my life. Every street has its personal joy and pain
to me. On this street is the church of a Catholic Bishop who was a big
part of my life; further down is another church where the pastor too has
meant a lot to me; and a couple miles away is a cemetery–well, skip it.
Many Chicago streets are pieces of my life and work. Things that
happened here have rocked a lot of boats in a lot of cities. Nowadays I
fly all over the country in the course of my work. But when those flaps
go down over the Chicago skyline, I knew I’m home. (all boldface type
indicates blockquoting)
3
Although
Alinsky calls Chicago his “city”, the place really represents to him
the American Dream–in all its nightmare and its glory.
He
lived the Dream as he moved from the Chicago slums to California then
back to attend the University of Chicago. Alinsky credits his developing
an active imagination, which is essential for a good organizer, to his
majoring in archaeology. An imagination focusing on Inca artifacts,
however, needs exposure to social problems before it can become useful
in community organizing. Exposure began for Alinsky when he and other
students collected food for the starving coal miners in southern
Illinois who were rebelling against John L. Lewis and the United Mine
Workers.
Lewis became a role model for Alinsky who learned about labor’s organizational
tactics
from watching and working with Lewis during the early years of the CIO.
Alinsky soon recognized that one of the hardest jobs of the leader is
an imaginative one as he struggles to develop a rationale for
spontaneous action:
For
instance, when the first sit-down strikes took place in Flint, no one
really planned them. They were clearly a violation of the
law–trespassing, seizure of private property. Labor leaders ran for
cover, refused to comment. But Lewis issued a pontifical statement, ‘a
man’s right to a job transcends the right of private property,’ which
sounded plausible.
4
After
graduating from the University of Chicago, Alinsky received a
fellowship in criminology with a first assignment to get a look at crime
from the inside of gangs. He attached himself to the Capone gang,
attaining a perspective from which he viewed the gang as a huge
quasi-public utility serving the people of Chicago. Alinsky’s eclectic
life during the thirties, working with gangs, raising money for the
International Brigade, publicizing the plight of the Southern share
cropper, fighting for public housing, reached a turning point in 1938
when he was offered the job as head of probation and parole for the City
of Philadelphia. Security. Prestige. Money. Each of these inducements
alone has been enough to turn many a lean and hungry agitator into a
well-fed establishmentarian.
Alinsky
rejected the offer and its triple threat for a career of organizing the
poor to help themselves. His first target zone was the Back of the
Yards area in Chicago; the immediate impetus was his intense hatred of
fascism:
…I
went into ‘Back of the Yards’ in Chicago. This was Upton Sinclair’s
‘Jungle.’ This was not the slum across the tracks. This was the slum
across the tracks from across the tracks. Also, this was the heart, in
Chicago, of all the native fascist movements– the Coughlinites, the
Silver Shirts, the Pelley movement… I went in there to fight fascism. If
you had asked me then what my profession was, I would have told you I
was a professional antifascist.
5
Alinsky’s
anti-fascism, built around anti-authoritarianism, anti-racial
superiority, anti-oppression, was the ideological justification for his
move into organizing and the first social basis on which he began
constructing his theory of action. Working in Chicago and other
communities between 1938 and 1946 Alinsky refined his methods and
expanded his theory. Then in 1946, Alinsky’s first book, Reveille for Radicals,
was published. Since Alinsky is firstly an activist and secondly a
theoretician, more than one-half the book is concerned with the tactics
of building “People’s Organizations.”
There
are chapter discussions of “Native Leadership,” “Community Traditions
and Organizations,” “Conflict Tactics,” “Popular Education,” and
“Psychological Observations on Mass Organizations.” The book begins by
asking the question: What is a Radical?
This
is a basic question for Alinsky who proudly refers to himself as a
radical. His answer is prefaced by pages of Fourth-of-July rhetoric
about Americans: “They are a people creating a new bridge of mankind in
between the past of narrow nationalistic chauvinism and the horizon of a
new mankind– a people of the world.”
6
Although
the book was written right after World War II, which deeply affected
Alinsky, his belief in American democracy has deep historical roots–at
least, as he interprets history:
The
American people were, in the beginning, Revolutionaries and Tories. The
American People ever since have been Revolutionaries and
Tories…regardless of the labels of the past and present… The clash of
Radicals, Conservatives, and Liberals which makes up America’s political
history opens the door to the most fundamental question of What is
America? How do the people of America feel? There were and are a number
of Americans–few, to be sure– filled with deep feelings for people. They
know that people are the stuff that makes up the dream of democracy.
These few were and are the American Radicals and the only way we can
understand the American Radical is to understand what we mean by this
feeling for and with the people.
7
What
Alinsky means by this “feeling for and with the people” is simply how
much one person really cares about people unlike himself. He illustrates
the feeling by a series of examples in which he poses questions such
as: So you are a white, native-born Protestant. Do you like people? He
then proceeds to demonstrate how, in spite of protestations, the
Protestant (or the Irish Catholic or the Jew or the Negro or the
Mexican) only pays lip service to the idea of equality. This technique
of confrontation in Alinsky’s writing effectively involves most of his
readers who will recognize in themselves at least one of the
characteristics he denounces. Having confronted his readers with their
hypocrisy, Alinsky defines the American Radical as “…that unique person
who actually believes what he says…to whom the common good is the
greatest value…who genuinely and completely believes in mankind….”
8
Alinsky
outlines American history focusing on men he would call “radical,”
confronting his readers again with the Alinsky outlines American history
focusing on men he would call “radical,” confronting his readers again
with the “unique” way Americans have synthesized the alien roots of
radicalism, Marxism, Utopian socialism, syndicalism, the French
Revolution, with their own conditions and experiences:
Where
are the American Radicals? They were with Patrick Henry in the Virginia
Hall of Burgesses; they were with Sam Adams in Boston; they were with
that peer of all American Radicals, Tom Paine, from the distribution of
Common Sense through those dark days of the American Revolution… The
American Radicals were in the colonies grimly forcing the addition of
the Bill of Rights to our Constitution.
They
stood at the side of Tom Jefferson in the first big battle between the
Tories of Hamilton and the American people. They founded and fought in
the LocoFocos. They were in the first union strike in America and they
fought for the distribution of the western lands to the masses of people
instead of the few…They were in the shadows of the underground railroad
and they openly rode in the sunlight with John Brown to Harpers
Ferry…They were with Horace Mann fighting for the extension of
educational opportunities…They built the American Labor movement… Many
of their deeds are not and never will be recorded in America’s history.
They
were among the grimy men in the dust bowl, they sweated with the share
croppers. They were at the side of the Okies facing the California
vigilantes. They stood and stand before the fury of lynching mobs. They
were and are on the picket lines gazing unflinchingly at the
threatening, flushed, angry faces of the police. American Radicals are
to be found wherever and whenever America moves closer to the
fulfillment of its democratic dream. Whenever America’s hearts are
breaking, these American Radicals were and are. America was begun by its
Radicals. The hope and future of America lies with its Radicals.
9
Words
such as these coupled with his compelling personality enabled Alinsky
to hold a sidewalk seminar during the 1968 Democratic Party Convention
in Chicago. He socratically gathered around him a group of young
demonstrators on the corner of Michigan and Bilbo on Monday night
telling them that they were another generation of American Radicals.
10
Alinsky attempts to encompass all those worthy of his description “radical” into an ideological Weltanschauung:
What
does the Radical want? He wants a world in which the worth of the
individual is recognized…a world based on the morality of mankind…The
Radical believes that all peoples should have a high standard of food,
housing, and health…The Radical places human rights far above property
rights. He is for universal, free public education and recognizes this
as fundamental to the democratic way of life…Democracy to him is working
from the bottom up…The Radical believes completely in real equality of
opportunity for all peoples regardless of race, color, or creed.
11
Much
of what Alinsky professes does not sound “radical.” His are the words
used in our schools and churches, by our parents and their friends, by
our peers. The difference is that Alinsky really believes in them and
recognizes the necessity of changing the present structures of our lives
in order to realize them.
There
are many inconsistencies in Alinsky’s thought which he himself
recognizes and dismisses. He believes that life is inconsistent and that
one needs flexibility in dealing with its many facets. His writings
reflect the flavor of inconsistency which permeates his approach to
organizing. They also suggest Alinsky’s place in the American Radical
tradition.
In
order to discuss his place, it is necessary to circumvent his
definition of “radical” based on inner psychological strength and
commitment, and to consider more conventional uses of the term. Although
there is great disagreement among writers about the definition of
“radical” and among radicals themselves over the scope of the word’s
meaning, there is sufficient agreement to permit a general definition.
A
radical is one who advocates sweeping changes in the existing laws and
methods of government. These proposed changes are aimed at the roots of
political problems which in Marxian terms are the attitudes and the
behaviors of men. Radicals are not interested in ameliorating the
symptoms of decay but in drastically altering the causes of societal
conditions. Radicalism “emphasizes reason rather than reverence,
although Radicals have often been the most emotional and least
reasonable of men.”
12
One
of the strongest strains in modern radicalism is the eighteenth century
Enlightenment’s faith in human reason and the possible perfectibility
of man. This faith in the continuing improvement of man was and is
dominated by values derived from the French and American Revolutions and
profoundly influenced by the Industrial Revolution.
The
Industrial Revolution shifted the emphasis of radicalism to an urban
orientation. Alinsky holds to the basic radical tenets of equality and
to the urban orientation, but he does not advocate immediate change. He
is too much in the world right now to allow himself the luxury of
symbolic suicide. He realizes that radical goals have to be achieved
often by non-radical, even “anti-radical” means. For Alinsky, the
non-radical means involve the traditional quest for power to change
existing situations. To further understand Alinsky’s radicalism one must
examine his attitude toward the use of power. The key word for an
Alinsky-type organizing effort is “power.” As he says: “No individual or
organization can negotiate without power to compel negotiations.”
13
The
question is how one acquires power, and Alinsky’s answer is through
organization: “To attempt to operate on good will rather than on a power
basis would be to attempt something which the world has never yet
experienced–remember to make even good will effective it must be
mobilized into a power unit.”
14
One
of the problems with advocating mobilization for power is the popular
distrust of amassing power. Americans, as John Kenneth Galbraith points
out in American Capitalism, are caught in a paradox regarding their view
toward power because it “obviously presents awkward problems for a
community which abhors its existence, disavows its possession, but
values its existence.”
15
Alinsky recognizes this paradox and cautions against allowing our tongues to trap our minds:
We
have become involved in bypaths of confusion or semantics… The word
‘power’ has through time acquired overtones of sinister corrupt evil,
unhealthy immoral Machiavellianism, and a general phantasmagoria of the
nether regions.
16
For
Alinsky, power is the “very essence of life, the dynamic of life” and
is found in “…active citizen participation pulsing upward providing a
unified strength for a common purpose of organization…either changing
circumstances or opposing change.”
17
Alinsky argues that those who wish to change circumstances must develop a mass-based organization and be prepared for conflict.
He
is a neo-Hobbesian who objects to the consensual mystique surrounding
political processes; for him, conflict is the route to power. Those
possessing power want to retain it and often to extend the bounds of it.
Those desiring a change in the power balance generally lack the
established criteria of money or status and so must mobilize numbers.
Mobilized
groups representing opposed interests will naturally be in conflict
which Alinsky considers a healthful and necessary aspect of a community
organizing activity. He is supported in his prognosis by conflict
analysts such as Lewis Coser who points out in The Functions of Social
Conflict that:
Conflict
with other groups contributes to the establishment and reaffirmation of
the group and maintains its boundaries against the surrounding social
world.
18
In
order to achieve a world without bounds it appears essential for many
groups to solidify their identities both in relation to their own
membership and to their external environment. This has been the
rationale of nationalist groups historically and among American blacks
presently. The organizer plays a significant role in precipitating and
directing a community’s conflict pattern. As Alinsky views this role,
the organizer is
…dedicated
to changing the character of life of a particular community [and] has
an initial function of serving as an abrasive agent to rub raw the
resentments of the people of the community; to fan latent hostilities of
many of the people to the point of overt expressions… to provide a
channel into which they can pour their frustration of the past; to
create a mechanism which can drain off underlying guilt for having
accepted the previous situation for so long a time. When those who
represent the status quo label you [i.e. the community organizer] as an
‘agitator’ they are completely correct, for that is, in one word, your
function–to agitate to the point of conflict.
19
An
approach advocating conflict has produced strong reactions. Some of his
critics compare Alinsky’s tactics with those of various hate groups
such as lynch mobs which also “rub raw the resentments of the people.”
20
Alinsky
answers such criticism by reminding his critics that the difference
between a “liberal” and a “radical” is that the liberal refuses to fight
for the goals he professes. During his first organizing venture in Back
of the Yards he ran into opposition from many liberals who, although
agreeing with his goals, repudiated his tactics. They wore according to
Alinsky “like the folks during the American Revolution who said ‘America
should be free but not through bloodshed.’”
21
When
the residents of Back of the Yards battled the huge meat-packing
concerns, they were fighting for their jobs and for their lives.
Unfortunately, the war-like rhetoric can obscure the constructiveness of
the conflict Alinsky orchestrates. In addition to aiding in formation
of identity, conflict between groups plays a creative social role by
providing a process through which diverse interests are adjusted.
To
induce conflict is a risk because there is no guarantee that it will
remain controllable. Alinsky recognizes the risk he takes but believes
it is worth the gamble if the conflict process results in the
restructuring of relationships so as to permit the enjoyment of greater
freedom among men meeting as equals. Only through social equality can
men determine the structure of their own social arrangements. The
concept of social equality is a part of Alinsky’s social morality that
assumes all individuals and nations act first to preserve their own
interests and then rationalize any action as idealistic. He thinks it is
only through accepting ourselves as we “really” are that we can begin
to practice “real” morality:
There
are two roads to everything–a low road and a high one. The high road is
the easiest. You just talk principles and be angelic regarding things
you don’t practice. The low road is the harder. It is the task of making
one’s self-interest behavior moral behavior. We have behaved morally in
the world in the past few years because we want the people of the world
on our side. When you get a good moral position, look behind it to see
what is self-interest.
22
The
cynicism of this viewpoint was mitigated somewhat by my discussing the
question of morality with Alinsky who conceded that idealism can
parallel self-interest. But he believes that the man who intends to act
in the world as- it-is must not be misled by illusions of the
world-as-we-would-like-it-to be.
23
Alinsky
claims a position of moral relativism, but his moral context is
stabilized by a belief in the eventual manifestation of the goodness of
man. He believes that if men were allowed to live free from fear and
want they would live in peace. He also believes that only men with a
sense of their own worth and a respect for the commonality of humanity
will be able to create this new world.
Therefore,
the main driving force behind his push for organization is the effect
that belonging to a group working for a common purpose has had on the
men he has organized. Frustration is transformed into confidence when
men recognize their capability for contribution. The sense of dignity is
particularly crucial in organizational activity among the poor whom
Alinsky warns to beware of programs which attack only their economic
poverty.
Welfare
programs since the New Deal have neither redeveloped poverty areas nor
even catalyzed the poor into helping themselves. A cycle of dependency
has been created which ensnares its victims into resignation and apathy.
To dramatize his warning to the poor, Alinsky proposed sending Negroes
dressed in African tribal costumes to greet VISTA volunteers arriving in
Chicago. This action would have dramatized what he refers to as the
“colonialism” and the “Peace Corps mentality” of the poverty program.
24
Alinsky
is interested in people helping themselves without the ineffective
interference from welfarephiles. Charles Silberman in his book, Crisis
in Black and White describes Alinsky’s motivation in terms of his faith
in People:
The
essential difference between Alinsky and his enemies is that Alinsky
really believes in democracy; he really believes that the helpless, the
poor, the badly-educated can solve their own problems if given the
chance and the means; he really believes that the poor and uneducated,
no less that the rich and educated, have the right to decide how their
lives should be run and what services should be offered to them instead
of being ministered to like children.
25
This
faith in democracy and in the people’s ability to “make it” is
peculiarly American and many might doubt its radicalness. Yet, Alinsky’s
belief and devotion is radical; democracy is still a radical idea in a
world where we often confuse images with realities, words with actions.
Alinsky’s belief in self-interested democracy unifies his views on the
use of the power/conflict model in organizing and the position of
morality and welfare in the philosophy underlying his methodology.
CHAPTER I FOOTNOTES:
1 “Plato on the Barricades,” The Economist, May 13-19, 1967, p. 14.
2 “The Professional Radical,” Harper’s, June, 1965, p. 38.
3 Ibid.
4 Ibid., p. 40.
5 Ibid., p. 45.
6 Saul D. Alinsky, Reveille for Radicals (Chicago: University of Chicago
Press. 1946), p. 4.
7 Ibid., p. 14.
8 Ibid., p. 22.
9 Ibid.
10 Saul D. Alinsky, private interview in Boston, Massachusetts, October, 1968.
11 Alinsky, Reveille for Radicals, p. 23.
12 John W. Derry, The Radical Tradition (London: MacMillan, 1967), p. vii.
13 Dan Dodson, “The Church, POWER, and Saul Alinsky,” Religion in Life,
(Spring, 1967), p. 11.
14 Ibid.
15 John Kenneth Galbraith, American Capitalism (Boston: Houghton Mifflin
Company, 1962), p. 26.
16 Dodson, p. 12.
17 Ibid.
18 Lewis Coser, The Functions of Social Conflict (New York: The Free Press,
1956), p.8.
19 Dodson.
20 Charles E. Silberman, Crisis in Black and White (New York: Random House,
1964), p. 331.
21 Alinsky interview, Boston.
22 Dodson.
23 Saul D. Alinsky, private interview in Wellesley, Massachusetts, January 1969
24 Patrick Anderson, “Making Trouble is Alinsky’s Business,” The New York
Times Magazine (October 9, 1966), p. 29.
25 Silberman, p. 333.
CHAPTER II
THE ALINSKY METHOD OF ORGANIZING: THREE CASE STUDIES
The
Alinsky method of community organizing has two distinct elements. One,
the “Alinsky-type protest” is “an explosive mixture of rigid discipline,
brilliant showmanship, and a street fighter’s instinct for ruthlessly
exploiting his enemy’s weakness.”
1
The
second, modeled after trade union organization methods, involves the
hard work of recognizing interests, seeking out indigenous leaders, and
building an organization whose power is viewed as legitimate by the
larger community.
It
is difficult to discuss these two components separately because they
are woven into the organizational pattern according to situational
necessity. Some organizational situations need the polarizing effect of
“rubbing raw the sores of discontent” while others with well-defined
resentments need leaders. Another distinctive feature of the Alinsky
method as mentioned in the previous chapter is the use of military
language. As Silberman points out, such language is appropriate for
groups engaged in “war-like” struggles for
…the
only way to build on army is by winning a few victories. But how do you
gain a victory before you have an army? The only method ever devised is
guerrilla warfare: to avoid a fixed battle where the forces are arrayed
and where the new army’s weakness would become visible, and to
concentrate instead on hit-and-run tactics designed to gain small but
measurable victories. Hence the emphasis on such dramatic actions as
parades and rent strikes whose main objective is to create a sense of
solidarity and community.
2
Although
Alinsky’s goal of community solidarity and his war on powerlessness has
been co-opted into the rubric of the federal welfare programs, there is
a continuing mistrust of his tactics. As has been suggested, there is
no set pattern for each of his organizational efforts. There are,
however, tactical guidelines which can be applied in order to fulfill
the following criteria of an Alinsky organization:
(a)
It is rooted in the local tradition, the local indigenous leadership,
the local organizations and agencies, and, in short, the local people.
(b)
Its energy or driving force is generated by the self-interest of the
local residents for the welfare of their children and themselves.
(c)
Its program for action develops hand in hand with the organization of
the community council. The program is in actual fact that series of
common agreements which results in the development of the local
organization.
(d)
It is a program arising out of the local people carrying with it the
direct participation of practically all the organizations in a
particular area. It involves a substantial degree of individual citizen
participation; a constant day to day flow of volunteer activities and
the daily functioning of numerous local committees charged with specific
short-term functions.
(e)
It constantly emphasizes the functional relationship between problems
and therefore its program is as broad as the social horizon of the
community. It avoids, at all costs, circumscribed and segmental programs
which in turn attract the support of only a segment of the local
population.
(f) It recognizes that a democratic society is one which responds to
popular
pressures, and therefore realistically operates on the basis of
pressure. For the same reason it does not shy away from involvement in
matters of controversy.
(g)
It concentrates on the utilization of indigenous individuals, who, if
not leaders at the beginning, can be developed into leaders.
(h) It gives priority to the significance of self-interest. The organization
itself
proceeds on the idea of channeling the many diverse forces of
self-interest within the community into a common direction for the
common good and at the same time respects the autonomy of individuals
and organizations.
(i)
It becomes completely self-financed at the end of approximately three
years. This not only testifies to its representative character in that
the local residents support their own organization financially, but
insures to the local council the acid test of independence: ‘the ability
to pay one’s way.’
3
Discussing Alinsky’s tactics apart from his actions is like discussing
current theories of international relations without mentioning Vietnam.
We will consider three of the organizations which Alinsky helped build.
The first of the three is the Back of the Yards Neighborhood Council
which is the prototype community organization dating back to the late 1930′s.
Alinsky’s involvement with the Council led to the establishment of the
Industrial Areas Foundation which subsequently coordinated other organizing
activities. One of the most important of these was The Woodlawn Organization,
a black community group in Chicago. Alinsky frequently encounters blacks who
view Alinsky’s efforts as just one more example of white man’s power politics
game. He tells such critics that, “Sunglasses, Swahili, and soul food won’t
win power for blacks.”
4
Thirdly,
we will look at the organizational problems involved in the Rochester
black community’s confrontation with the Kodak Company.
THE BACK OF THE YARDS NEIGHBORHOOD COUNCIL
Upton
Sinclair’s novel, The Jungle, focused attention on the stockyards in
Chicago and the deplorable conditions of life in the area surrounding
the Yards. This area, Back of the Yards, was bigamously wedded to the
meat-packing industry and the Roman Catholic Church.
The
meat factories provided jobs and the Church ministered to the spiritual
and social needs of its parishioners. The waves of Polish, Slovak, and
Irish immigrants before World I, and Mexican immigration after, supplied
both workers and parishioners. The immigrants also successively lowered
the wage scale and fragmented the Church into bickering nationalistic
divisions.
The
area’s depressed economy was accompanied by acute environmental
problems such as overcrowded housing, insufficient sanitation, unpaved
streets, few recreational facilities, high delinquency and crime rates,
and inadequate schools
5
Alinsky remembers the Back of the Yards as “the nadir of American slums, worse than Harlem.”
6
Alinsky’s
experiences in the Back of the Yards formed the basis for his approach
to organizing, but they are difficult to trace. Most of the information
related to Alinsky’s role in the formulation of the Neighborhood Council
comes from Alinsky. He gives a third person account in Reveille for
Radicals, and he is always ready to reminisce about that experience.
Evelyn
Zygmuntowicz’s account of the formation of the Council, which is
considered “authoritative” by the present members of the Council, does
not mention Alinsky once by name except in the bibliography. When
questioned about the omission in the Zygmuntowicz thesis, Alinsky
attributed it to his great success in building an organization which did
not need him
7
That
Alinsky participated in the organizing, and that his participation led
to the development of his organizational strategy is undebatable. It is
generally accepted among organizers, reporters, and academics that
Alinsky was the moving force behind the struggle.
An
examination of the available material about the Council’s formation
affirms that assumption. The organization of the Back of the Yards began
at a meeting in the local YWCA to plan a community recreational
program. Before the meeting in the Spring of 1939 the Back of the Yards
had been the scene of various community projects initiated by settlement
houses, the Church, and unions. The Packinghouse Workers Organizing
Committee, an affiliate of the CIO, began organizing the employees of
Swift, Armour, Wilson, and the other meat houses with relatively little
opposition.
The
lack of management opposition might have been anticipated since by the
late 1930′s many of the companies started moving out of the Chicago
Yards. The success of the union organizing encouraged others both in and
out of the community. A non-resident social worker initiated the
meeting at the YWCA out of which came the “Call to a Community
Congress”:
For
fifty years we have waited for someone to offer a solution– but
nothing–has happened. Today we know that we ourselves must face and
solve these problems. We know what poor housing, unemployment, and
juvenile delinquency means; and we are sure that if a way is to be found
we can and must find it
We
have stopped waiting. We churchmen, businessmen, and union men have
formed the Back of the Yards Neighborhood Council. This Council is
inviting representatives of all the organizations–church, business,
social, fraternal, and labor to participate in a conference…to
thoroughly discuss the problems of joint action which can effectively
attack the evils of disease, bad housing, crime, and punishment.
8
Alinsky
who helped draft the Call continued using his straightforward,
self-interest approach to convince the community that working together
was the only hope for them.
For
example, he never approached a Catholic priest in terms of Christian
ethics but on the basis of self-interest such as the welfare of this
Church, even its physical property.
9
Alinsky’s
recognition of the Catholic Church as an “integral and dynamic factor
in the experience and lives of the people” won him the support of the
Senior Auxiliary Bishop of Chicago, the Most Reverend Bernard J. Shiel,
D.D.
10
His
support helped bring together the conflicting nationalistic Catholic
Churches. Then hostility between the Church and the unions lessened as
both recognized the necessity of cooperation. The primary question was,
however, “cooperation” for what? The By-Laws of the Council (adopted
May, 1939) idealistically stated that
…this
organization is founded for the purpose of uniting all organizations
within the community known as ‘Back of the Yards’ in order to promote
the welfare of all residents of that community regardless of their race,
color, or creed, so that they may all have the opportunity to find
health, happiness and security through the democratic way of life.
11
Alinsky remembers the atmosphere in the neighborhood as
…a hell hole of hate…
When
people talk about Back of the Yards today, some of them use lines like
‘rub resentments raw’ to describe my organizing methods. Now do you
think when I went in there or when I go into a Negro community today I
have to tell them that they’re discriminated against? Do you think I go
in there and get them angry? Don’t you think they have resentments to
begin with, and how much rawer can rub them?… What happens when we some
in? We say ‘Look, you don’t have to take this; there is something you
can do about it. You can get jobs, you can break the Segregation
patterns. But you have to have power to do it, and you’ll only get it
through. organization. Because power just goes to two poles–to those
who’ve got money, and those who’ve got people. You haven’t got money, so
your own fellowmen are your only source of power. Now the minute you
can do something about it… You’re active. And all of a sudden you stand
up. That’s what happened in Back Of the Yards.
12
The process of “standing up” however, took time.
The
Neighborhood Council’s two immediate goals, to achieve economic
security and to improve the local environment, catapulted it into a
power struggle with the meat companies. Vigorous activity stalled during
World War II because there were few groups ready to follow John L.
Lewis’s lead and interfere in any way with the war effort. During the
War the Council did solidify its support among all groups it
constitutionally represented. Organized business, for example, had been
catalogued among the members of the Council but did not officially form
The Back of the Yards Businessmen’s Association until 1945. Local
residents were kept informed of each other’s resentments through a
community newspaper, the Back of the Yards Journal.
The
Journal still operates on a cooperative basis with the owner and a
special board of governors, representative of the Council, controlling
the weekly paper’s policy. The organization the Council and its early
achievements in consolidating power particularly impressed Bishop Sheil.
After the first annual Community Congress in 1940 he described it as
“one of the most vivid demonstrations of the democratic process that I
have ever witnessed.”
13
Bishop
Sheil enthusiastically introduced Alinsky to Marshall Field who
suggested to Alinsky that he carry his model and ideas of organizing to
other areas of the country by means of a tax-exempt foundation. When
Alinsky was convinced that Field did not just want him out of Chicago,
he accepted the position Executive Director of the Industrial Area
Foundation (IAF) working with a beginning capital of $15,000.
14
The
Council moved into action after the War by fully supporting the
Packinghouse Strike of 1946, providing the community with an opportunity
to mobilize financial, medical, and moral help for the strikers.
Coordinated through the Council, the Churches opened soup lines and
child care centers; businessmen supplied food; landlords ignored unpaid
rents; physicians offered free services.
15
The
community backing of the strike resulted both in a good settlement for
the workers and in a more powerful voice for the Council. The Illinois
legislature heard that loud voice when the Council voted in 1948 to lead
a city-wide sales tax strike against the state administration’s
proposed cut in ADC funds.
16
The
state House of Representatives admitted to having been swayed by public
pressure directed by the Council and restored the funds. As the
Council’s political sophistication increased, it moved beyond the
tactical level of demonstrating community solidarity, manipulating
public pressure, and threatening uncooperative residents with ostracism.
In a 1949 confrontation with the city’s Health and Building
Commissioners over its enforcement of the housing codes, the Council’s
Housing Committee compiled enough statistics to embarrass the housing
authorities and prepared to release them to the newspapers. As a threat
is often as effective as action, houses were repaired. The Council also
took legal action against the Pennsylvania Railroad on behalf of the
residents whose health and property were damaged from engine smoke, and
against the meat factories whose stench fouled the air. The Railroad was
fined by the Municipal Court of Chicago and the packers were forced to
construct buildings to house their garbage.
17
In
addition to each of its varied activities, the Council assumed an
educational function by carefully explaining every project to the
residents. Occasionally the educative process was an end in itself as in
the case of the Council’s efforts to introduce basic facts of nutrition
to the community. During the Spring of 1945 nutrition was discussed at
union meetings, in Sunday sermons, and at school assemblies. No resident
could move through his neighborhood without being reminded to drink his
orange juice.
18
More
often the educational program was directed toward specific actions such
as the creation of a local credit union. Although financial experts
explained the credit operation, the union was managed by Council members
who gained their expertise through action.
19
The
importance of popular participation in the Council’s activities,
essential in any community action project, was summed up in the 1948
Annual Report of the Executive Secretary.
While
the achievements of the Council are great in themselves, underlying
each individual achievement is the thread of the most important
objective that we are working toward…the most important element in
democracy. By that I mean participation. I mean the recognition on the
part of the people that democracy is a way of life which can only be
sustained through the part of the people. Only when the people recognize
that theirs is the decision, the right, and the duty to shape their own
life, only then will democracy expand and grow. That is why the
cardinal keynote of the Back of the Yards Neighborhood Council is: ‘We,
the people will work out our own destiny.’ It is for this reason that I
am asking you to keep in mind clearly that every single achievement
which I can report tonight has behind it a history of participation, of
fighting and of awakening of a burning passion for justice and
brotherhood of man by thousands of our people.
20
For
the last thirty years the hope expressed by the Council’s motto has
often been realized as the carefully nurtured community power in Back of
the Yards affected the city, the state, and even the nation. However,
much of the community’s influence is traceable not to its “burning
passion” but to its most illustrious resident, Mayor Richard J. Daley.
Mayor Daley’s assumption of political power in the early 1950′s
curiously parallels the Council’s growth in power. Many of the Mayor’s
staff are also residents and share the Mayor’s loyalty to the
neighborhood. Whatever one may say about Daley, he has a genuine concern
for the “forgotten” (white?) man, and almost echoes Alinsky rhetoric
when speaking about the Council. As he said in 1966,
…If
we had in every neighborhood, in every community, an organization such
as yours we would have a much better city…The efforts to solve our
problems must come from the leadership of the community which is so
excellently displayed in your great organization. The leadership and the
solution must come from a willingness of the people to participate in
solving their problems. No governmental body…will resolve these problems
alone. …What a great picture of the final essence of American
government this presents. The businessmen, the religious leaders, the
teachers, all sitting down together, all trying to find the answers,
trying to do something to help better their community.
21
Such
words from the Chicago political establishment are anathema to Alinsky
not only because of his habitual anti-establishment stance, but also
because of present conditions in Back of the Yards. The lower class
white workers in the area feel threatened by the accelerating pace of
social change. They fear the loss of their factory or clerical jobs to
automation and their homes to Negroes.
The
Council’s ability to fulfill most of the residential needs had locked
the neighborhood so that few residents ever leave. One criticism of the
Alinsky method is that such strong community organizations tend to “nail
down” a neighborhood, retarding social and political development.
The
collective manifestation of such retardation is reactionary,
segregationist politics. Alinsky recognized such tendencies in the
Autumn of 1968 when he walked through the neighborhood seeing Wallace
posters and “White Power” slogans on fences and car bumpers.
23
The
Councils social worker, Phyllis Ryan, attributes much of the
frustration in the area to the younger residents who often do not even
know about the Council and its universalist credo.
24
Alinsky
remembers that many young people from the yards area formed a
crypto-fascist cadre in the late 1930′s. He fought against and for them
once and may do so again.
THE WOODLAWN ORGANIZATION
The
obstacles confronting Alinsky in Organizing the Back of the Yards were
mitigated by several factors. The Roman Catholic Church as well as the
meat industry provided a cohesiveness to the community which facilitated
attempts at mobilization. Various social pressures accompanying the
Depression opened possibilities for entrance into the political
structure to groups such as labor. The Depression itself produced
widespread questioning of the assumptions underlying existing social
conditions which legitimized popular efforts to change them.
And
the War years were good ones for organizing simultaneously against
fascism at home as well as engendering community spirit. All in all,
many of the problems associated with community organizing in the 1960′s
were not cause for anxiety in Back of the Yards. There was, for example,
little questioning of the traditionally accepted meaning of “community”
as “a group whose members occupy a given territory within which the
total round of life can be pursued.”
25
The
rapidity of social change in modern America has not merely altered the
previous description but has rendered it inapplicable. Its
inapplicability, however, was not fully apparent as Alinsky continued
his organizing efforts through the 1950′s. Operating with territorially
defined assumptions, he applied his model to poor areas all over the
world. There is little information regarding the actual organizing
situations between 1946 and 1960, and Alinsky is vague about them. One
of the most, significant of IAF’s efforts during these years is the
Community Service Organization, a coalition of approximately thirty
Mexican-American communities in California.
26
Alinsky
often worked through the Catholic Church, and at the urging of his
friend Jacques Maritain even consulted with the Vatican about
development problems in southern Italy.
27
A
small group of organizers including Caesar Chavez, of California grape
strike fame, and Nicholas von Hoffman, now an editor of the Washington
Post, were trained during the 1950′s. Alinsky’s base of operations, the
IAF, remained in Chicago, and his involvements there led eventually to
organizing the Woodlawn section of Chicago. The organization of Woodlawn
typifies many of the problems of the 1960′s just as Back of the Yards
did in the 1930′s.
It
also illustrates changes in Alinsky’s theory and technique which are
crucial to on understanding of his evolving socio/political philosophy.
Overcrowded, dilapidated housing, an increasing crime rate, high
unemployment, characterized Woodlawn in 1960 as “the sort of
obsolescent, decaying, crowded neighborhood which social workers and
city planners assume can never help itself.”
28
With
its predominantly black population, Woodlawn exemplified the
disorganized anemic areas resulting from massive Negro migration to
northern cities. The deterioration of the community, located in an
oblong area south of the University of Chicago, began during the
Depression and accelerated after World War II, so that by 1960 the only
people benefiting from the area were absentee slum landlords. Many
groups especially ministers, tried to “stem the tide of slum culture”
but with very limited success.
29
The
neighborhood’s problems were compounded by the threat of urban renewal.
The Chicago Defender, a Negro newspaper, in its series entitled “The
Battle of Woodlawn” characterized the threat as follows:
In
the century since the Negro won freedom from slavery in America, the
battle for freedom has never ceased and a variety of racial
organizations his run the gauntlet of devious bans…to keep the Negro
less than a free and equal American…
But
nothing has been more difficult to contend with than the newest
strategy of racial discrimination introduced in the past decade… Called
urban renewal, it has been difficult to fight because its idea is
basically good–tear down the slums and build new homes…
But the experience of a decade has demonstrated beyond doubt that in many cases urban renewal has meant Negro removal…
And increasingly as urban renewal spread, the question in the community has been: how do you fight a bulldozer and crane?
30
How,
indeed, are bulldozers and cranes halted when they move with the
encouragement of such powerful forces as a city administration and a
university behind them? In the Spring of 1959 this question brought
together a group of three Protestant ministers and one Catholic priest
determined to do whatever they could to preserve the community. The
action of these religious leaders was indicative of their times.
As Alinsky observed in 1965,
The
biggest change I’ve seen in the twenty years or so that I’ve been
involved in social action is the role the churches are playing. Back in
the 1930′s and 40′s an organizer might expect to got some help from the.
CIO or from a few progressive AFL unions. There wasn’t a church in
sight. But today they have really moved into the social arena, the
political arena. They have taken over the position organized labor had a
generation ago. They are the big dominant force in civil rights.
31
Thus,
Alinsky was hardly surprised when the clergymen approached him for
help. He turned away the original small group, telling them to return
when they had a more representative committee and sufficient financial
resources to support organizing activity. The emphasis on financing is
Alinsky’s version of the “sink or swim” doctrine.
A
community which can first organize to achieve financial independence
has already begun to fight. The clergymen returned as members of the
Greater Woodlawn Pastor’s Alliance with support from many secular groups
and with grants from the Catholic Archdiocese of Chicago, the United
Presbyterian Board of Missions and the Emil Schwartzhaupt Foundation. In
addition to these grants, the community itself had raised $27,000.
Alinsky
was persuaded to move into the miasma of black inequality, white
racism, city politics, university selfishness, and federal indifference.
But, just how does one organize a miasma? The organizing followed the
flexible pattern of first sending IAF field men into the neighborhood to
discover grievances, and to spot the elusive “indigenous” leaders, and
then bringing the leaders together to plan action involving the
community in a demonstration of power. Nicholas von Hoffman, the
original field representative, answers the question about beginning
offhandedly: “I found myself at the corner of Sixty-third and Kimbark
and I looked around.”
32
Von
Hoffman elaborated on his views during a conversation with the author,
but he found it difficult to verbalize the process whereby a “leader” is
recognized.
33
He
stressed the importance of listening to people as one attempts to get
the “feel” of an area, but, as with most successful organizers, he
finally relied on his impressions and intuitions, Von Hoffman remembers
the primary problem in organizing Woodlawn was the lack of community
leadership among the black residents. That blacks themselves recognized
the void was pointed out by a staff member of the original Temporary
Woodlawn Organization (TWO) in explaining the primary aim of TWO:
We’re
trying to say to Negroes across the city, once you wake up and start
fighting back for true representation and begin to criticize and go
after the next politicians who do not stand for what you want, then
other Negroes who have been intimidated and frightened will overcome
their fears.
Once
a small group of Negroes really are emancipated–psychologically and
fundamentally emancipated–and begin to fight without fear for their full
constitutional rights you’ll have more than the seeds of a general
social revolution. You’ll have the beginning of one.
34
Dedicated
to “fighting back” the recruited leaders had to devise a strategy
during the Spring of 1960 for TWO’s membership, which by then included
approximately sixty local businesses, fifty block clubs and thirty
churches representing at least forty thousand of Woodlawn’s one-hundred
thousand residents. TWO’s first project was a “Square Deal” campaign to
implement a new Code of Business Ethics covering credit practices,
pricing, and advertising. During the early canvassing of the
neighborhood to discover grievances, von Hoffman and others had heard
many complaints regarding the local merchants who overcharged an short
weighted their customers’ purchases. this type of complaint was one of
the more “visible” resentments and could serve as a focus for an initial
organizing attempt.
Most
of the merchants patronized by the community were in the area and could
be directly affected through economic pressure. The Square Deal
campaign was publicized by a big parade through the Woodlawn shopping
district, and by public weighings of packages suspected of being falsely
marked. 35 Cheating merchants agreed to comply with the Code, and their
capitulation impressed the residents with TWO’s effectiveness.
What
TWO really needed, according to the Alinsky prescription, was an enemy
in order to translate community interest into community action. The
University of Chicago unwittingly fulfilled that role with its
announcement on July 19, 1960, that it intended to extend its campus
south into Woodlawn. There had been a history of hostility between the
University and the community over the University’s Negro removal tactics
in other south side areas, and over its general disdain for the
problems of the black slums.
The
University for its part, saw itself as one of the few first-rate
attributes of the entire city necessarily possessing a longer-range
vision than that held by a present-oriented populace. The University,
with the support of the Mayor and business groups, was accustomed to
having its way and expected no more than a few protests in response to
its announcement.
Before
the creation of TWO there had been few protests. One of the
characteristics of what Silberman refers to as the “life style” of a
slum is its pervasive apathy.
36
Those
who live in our slums have learned that they are on the bottom of the
social scale but that they often have more to lose from bucking the
system than their middle class counterparts. Personal experience with
city politics in Chicago during the years 1960- 1964 demonstrated to me
the arbitrary power which many politicians hold over their constituents.
Welfare checks can be withheld because of “Unacceptable behavior.” The
precinct captain carefully tours his neighborhood before each election
reminding everyone how to vote.
How
could an individual, even if supported by friends, risk the loss of a
patronage job for some abstract principle when the tangible fact of a
family’s needs faced him?
Silberman summarizes the conditions afflicting Woodlawn and still affecting our nation’s slums:
Quite
frequently, therefore, the apathy that characterizes the slum
represents what in many ways is a realistic response to a hostile
environment.
But
realistic or not, the adjustment that is reached is one of surrender to
the existing conditions and abdication of any hope of change. The
result is a community seething with inarticulate resentments and dormant
hostilities repressed for safety’s sake, but which break out every now
and then in some explosion of deviant or irrational behavior.
The
slum dwellers are incapable of acting, or even joining, until these
suppressed resentments and hostilities are brought to the surface where
they can be seen as problems–i.e. as a condition you can do something
about.
37
TWO’s
initial articulation of resentments against the University was not an
instance of “rubbing raw the sores of discontent.” Representing the
community, it merely asked the University for more detailed plans of its
land needs because more than fifteen-thousand people were involved in
any expansion. The University insensitively refused the request.
TWO
then demanded that the usually acquiescent city defer its approval of
the University plans until city planners worked out a comprehensive
prospectus on Woodlawn’s future. TWO accompanied its demand with the
threat of demonstrators lying in front of bulldozers and hundreds of
demonstrators at a City Plan Commission hearing.
38
The
demands, threats, and demonstration created effective countervailing
political pressure resulting in the deferment of city approval.
The
University, probably with private assurances from the city officials,
still did not take TWO seriously and continued alienating the Woodlawn
residents. One example of their political ineptitude occurred in the
treatment accorded local businessmen. Businessmen are not usually the
ardent backers of community action since it is aimed at the status quo
that supports them, but after being insulted by spokesmen from the
University at an informational gathering called to explain the proposed
expansion, the Woodlawn Businessman’s Association voted unanimously to
join TWO’s fight.
39
With
their plans blocked and the forces of the community arrayed against
them, the University of Chicago launched a smear campaign against
Alinsky and the IAF.
The
attack, outlined in Silberman and other articles, was a strange one to
launch in Chicago, as its primary thrust concerned the IAF is
involvement with the Catholic Church. In a city whose leadership is
publicly Roman Catholic, it makes little sense to fault a man for being
“involved” with the Church. It is true, as University publicity men
pointed out to the city newspapers, that Catholic groups had aided
Alinsky’s work since 1940, but never under the delusion that they were
aiding a “hate” distributor, nor aiding a Catholic conspiracy to foil
integration. 40 Both of these charges were echoes of ones that Alinsky
had heard before and answered before. He once again pointed to the
record of the Archdiocese in the advocacy of integration. Monsignor John
J. Egan, director of the office of Urban Affairs of the Catholic Bishop
of Chicago, had challenged one of the University’s former urban renewal
plans thus incurring that institution’s hostility.
41
Monsignor
Egan vigorously defended Alinsky from the University attack and summed
up the attitudes of many religious leaders who have supported Alinsky in
the following response to a question about why he had worked with the
IAF:
We
felt the Church had to involve herself in helping people develop the
tools which would enable them to come to grips with the serious
economic, social, and moral problems which were affecting their lives,
families, and communities.
We
also knew that there was needed a tool which would enable them to
participate in a dignified way in the democratic process and which would
give them the training necessary for achieving in action the meaning of
the democratic way of life and of realizing their human and divine
dignity.
The
Industrial Areas Foundation appeared to us to be the only organized
force with the skill, experience, and integrity to supply these tools
and organize in neighborhoods which had such a desperate need for them.
42
Most
reports about the development of TWO stress the ecumenical nature of
the undertaking. And Alinsky credits himself with being the second most
important Jew in the history of Christianity.
43
TWO’s
fight with the University had implications for subsequent community
action programs because it directly questioned the concept of
bureaucratically- controlled social planning. When the City Plan
Commission came up with its comprehensive program for the Woodlawn area
in March of 1962 without having consulted the community, TWO
independently hired a firm of city planners to examine the Commission’s
plan. Jane Jacobs, nationally recognized planning expert, was so
impressed with TWO’s efforts that she agreed to become a special
consultant.
44
Mrs.
Jacobs secured the help of other planners to prepare proposals for the
area that could be implemented without moving the present population
out. Before the days of “maximum feasible participation” the residents
of Woodlawn were asking to voice their opinions to the sociologists and
planners supposedly concerned with their welfare. Still, however, their
existence was ignored by the University, until those men most sensitive
to shifts in public participation, the politicians, decided to act.
Mayor
Daley’s personal tête à tête method of dealing with political crises
deserves careful study. Groups war with one another for years until
brought together in his auspicious presence in some back room in the
city hall. After a few hours of undisclosed activity everyone emerges
smiling. In the Summer of 1963 Daley forced the Chancellor of the
University to meet with representatives from TWO and to agree on a
compromise which would create homes as others were demolished and afford
TWO majority representation on the citizens planning committee.
45
With
the Mayor’s help, TWO had won an important battle, although in most of
its other struggles TWO and the Mayor were squared off against each
other. One example of such a struggle was TWO’s sponsorship of a mass
bus ride to register voters at the city hall. On August 26, 1961, more
than two-thousand Woodlawn resident boarded buses for the ride downtown.
They had been warned by the local machine politicians not to arrive en
masse, but in the psychology of Chicago politics, a warning has the
connotation of meaning that somebody is worried. For the residents of
Woodlawn the realization that they could affect the city administration
was a revelation in line with what Alinsky regards the prime achievement
of a concerted popular effort. For Alinsky, as for many of the
participants, the forty-six buses were a manifestation of newly found
dignity. Men with dignity could attain some control over their lives as
TWO continued to demonstrate in its fight for non-segregated schooling,
decent housing, and sufficient police protection.
Their
tactics included picketing the School Board and suburban homes of slum
landlords; filing suit against the Board of Education for their
perpetuation of de facto segregation; publicly dumping garbage in front
of the sanitation commission’s headquarters; sitting-in at banks which
handled slum landlords’ business. In many cases the abrasive tactics
paid off with the cancellation of double shifts in the schools, the
increased hiring of Negroes by city businesses, growing responsiveness
from the machine politicians, and even some property repair. TWO by 1964
was a pressure group within the city. Its title was changed from the
Temporary Woodlawn Organization to The Woodlawn Organization.
Its
development had paralleled that segment of the civil rights struggle
which reached its climax in the 1964 Civil Rights Act. TWO stood as a
remarkable accomplishment and the Reverend Arthur Brazier, then head of
TWO, summarized Alinsky’s contribution: “Saul has done more to alert
black people on how to develop real Black Power than any man in the
United States.” 46 The Silberman book, Crisis in Black and White,
admittedly pro- Alinsky, is the definitive source both for understanding
the development of TWO and for setting it within the early 1960′s
context of our continuing racial crisis. Silberman considers TWO’s
greatest contribution to be “its most subtle: it gives Woodlawn
residents the sense of dignity that makes it possible for them to accept
help.”
47
Unfortunately,
the help was soon coming into Woodlawn under the auspices of the War on
Poverty in a project that both perverted Alinsky’s philosophy and
misused his methodology. In 1965 the Office of Economic Opportunity
(OEO) made a grant of $927,341 to TWO to train several hundred
unemployed school dropouts, many of whom were members of two area gangs,
the Blackstone Rangers and the Disciples. The gangs were involved in
the planning and administration of the program, with some members
drawing salaries as recruiters or instructors.
The
decision to include the gangs rather than merely dealing with
individuals was dictated by conditions within Woodlawn. The two gangs,
among the most notorious in Chicago are bitter enemies whose wars have
terrorized the south side for years. TWO, if it were to maintain its
legitimacy, had to contend with them.
TWO’s
efforts to reach the gangs were coordinated by the Reverend John R.
Fry, pastor of the First Presbyterian Church in Woodlawn. Although
white, the Reverend Mr. Fry managed to gain the confidence of the
Blackstone Rangers and offered them the use of church facilities. His
congregation agreed with his work and when the federal grant was
awarded, the church became the center for the training programs. The
political risks of such a program, bypassing City Hall and employing
young “criminals”, were obvious. The first sign of trouble came in
November, 1967, when OEO fired Jerome Bernstein who had served as agency
liaison to TWO.
48
His
removal was precipitated by pressure applied from the Mayor’s office
and the Police Department through Congressional Representatives such as
Rep. Roman Pucinski.
49
With
coincidental timing the Chicago Tribune, a conservative Republican
defender of the Democratic city administration, ran a series of articles
on gangs in the city emphasizing the Blackstone Rangers’ role in TWO’s
anti-poverty project. Then came the announcement early in June, 1968,
that the Permanent Investigations Subcommittee of the Senate Government
Operations Committee would hold hearings to determine whether OEO funds
were being used to buy peace on Chicago’s south side by bribing the two
gangs.
50
The
Subcommittee’s chairman, Senator John L. McClellan (D. Ark.) had been
“out to get the OEO, particularly the Community Action Programs, and had
chosen the Woodlawn grant as his target. It was a predictable choice
not only because of the existing hostility between city hall and TWO but
also because of antagonism from the official community action agency.
McClellan’s investigators spent months “scrounging around the South Side
of Chicago for dirt to discredit the OEO job. project.”
51
It
should not have been too difficult a job because of the loopholes in
such a gamble. There are obviously going to be gang members taking
advantage of the federal money; and the investigators found them.
There
will also be community members dissatisfied with either the goals or
the performance of the program for their own personal reasons; and the
investigators found them. Other groups in the city are going to resent
the opportunity offered to the gangs through TWO; and they were
certainly vocal about their damaged interests.
And,
of course, there is the political system which usually feels threatened
by innovation; and McClellan rallied them. The hearings opened on June
20, amid headline-grabbing charges that the Reverend Mr. Fry aided the
Rangers’ illegal activities. The central accusation made by an ex-Ranger
chief, was that Fry had allowed the church to be used as an arsenal.
52
The
police had raided the church and discovered a cache in its basement,
although Fry and other church authorities claimed the police knew the
weapons were there because they had helped supervise their storage. Amid
charges and countercharges the Reverend Arthur Brazier called the
McClellan hearing a “political conspiracy to discredit a program
conducted by a black community and controlled by black people.”
53
Mayor
Daley answered Brazier in his bluntly revealing manner by calling the
charge “totally-absurd” and stressing that “we would have nothing to do
with gang structure or financing them.” 54 OEO Director Bertrand M.
Harding issued a statement on June 24, answering some of the allegations
made during the hearings and said that “[W]e at OEO believe it
imperative that some means be developed to reclaim these poor, hard-core
youth…to test whether the mechanisms of the gang structures could not
assist in shifting attitudes toward productive adult citizenship.”
55
There
is about TWO’s fiasco–from the Reverend Mr. Fry’s earnest ineptitude to
the project’s “South Side” elements–an incredible naïveté. Nathan
Glazer has explained it saying that it is as if someone had been
convinced by a sociologist that change and reform are spurred by
conflict and decided that, since all good things can come from the
American Government, it ought to provide conflict, too.”
56
Alinsky’s
lessons in organizing and mobilizing community action independent of
extra-community strings appear to have been lost in the face of the lure
of OEO money. TWO’s control over a local program designed for obtaining
jobs had shown some progress until the Washington manna arrived.
Operating with many of Alinsky’s assumptions, OEO’s effort stumbled
under a proliferation of pressures. TWO, however, still exists despite
the ravages of bureaucracies, Black Power demagogues, and internal
conflicts. That it survives at all is a testament to its adaptability
built in by its democratic/representative features. TWO’s presence in
the community and its autonomous cooperation with the neighborhood gangs
is frequently credited for the lack of racial violence in Woodlawn.
ROCHESTER’S FIGHT
Although
TWO, created in the early 1960′s, is credited with channelling
frustration away from rioting, after the burning summer of 1964,
community action entered a new phase marked by increasing black
militancy and unrealistic federal promises.
The
Economic Opportunity Act of 1964 launched the War on Poverty with many
of the premises of the Alinsky method. Before examining Alinsky’s effect
on the federal planning, one other example of independent organizing
will be described because it adds to an understanding of Alinsky’s
strengths and weaknesses. FIGHT in Rochester, New York, was a direct
response to the riots in that city in July 1964. The riots, resulting in
hundreds injured and millions of dollars in property damage, had a
profound effect on a city which Alinsky dubbed “Smugtown, U.S.A..”
57
Gerald
Astor’s description of Rochester is worth repeating: “…an upstate
conservative city, a culture bastion amid the apple knockers…founded
upon high-skilled industry, dominated by an oligarchy and infected with a
severe case of ghettoitis.”
58
Once
again, clergymen led the move toward organization. Their first choice
was not Alinsky, but the Southern Christian Leadership Conference (SCLC)
which they invited into the city under the auspices of the Rochester
Area Council of Churches.
59
When
the SCLC non-violence doctrine proved ineffective in this riot-torn
ghetto, Alinsky was asked for his help. The Council’s invitation to
Alinsky coupled with a two-year pledge of $50,000 polarized the city.
Such polarization between those who believed in him and those who
denounced him as a hate-monger delighted Alinsky: “In order to organize,
you must first polarize. People think of controversy as negative; they
think consensus is better. But to organize, you need a Bull Connor or a
Jim Clark.”
60
With
memories of fire houses dancing in their heads, the residents of
Rochester settled down for a long, bitter conflict. For a variety of
reasons they were initially surprised. First of all, there was no Bull
Connor in Rochester and the city administration was not so stupid as Jim
Clark. When the incipient FIGHT organization complained about housing
or garbage pick-up, the city administration arranged a settlement. It
was also six years after TWO’s beginning and, as Ed Chambers, the IAF
field man, said, “…the enemy is more sophisticated.”
61
FIGHT
(the acronym stood for: Freedom, Integration, God, Honor, Today until
Independence replaced Integration) became an official Alinsky model
People’s Organization in June, 1965, when it adopted its constitution
and elected its first president. The president, the Reverend Mr.
Franklin Florence, led FIGHT’s coalition of over one-hundred
organizations as the black community won control of an urban renewal
citizens committee and placed three directors on the board of the local
anti-poverty program.
62
Chambers recounted the strategy of escalated demands used by FIGHT in its struggle with the city-controlled agency:
We
subjected them to constant harassment. Our first issue was that the
public business can’t be conducted in private, If their board went into
private session, we would force our way in. They finally realized FIGHT
is here to stay.
They
said to themselves, ‘We’d better give those people something to shut
them up.’ So they gave us three people on their board and $65,000.
63
The
$65,000 Federal anti-poverty grant awarded in 1966 to FIGHT to train
one-hundred Negroes to pass the civil service examinations, added to
FIGHT’s negotiating strength.
64
FIGHT
used its new respectability to petition the New York State Education
Commissioner to use greater speed in ending de facto school segregation.
FIGHT also arranged for on-the-job training at Xerox for fifteen
blacks. All of these activities were preparation for FIGHT’s challenge
to the Rochester-based Eastman Kodak Company.
The
company with 40,000 nonunionized workers is the largest employer in the
area. FIGHT charged Kodak with ignoring the needs of blacks, and asked
the company to train 500 Negro youths for semi-skilled positions. “If
Kodak can take pictures of the moon, it can create jobs for our people,”
said Florence.
65
His
words wore amplified by threats of direct action such as picketing the
plants and even the home’s of Kodak executives. The President of Kodak
in 1966, William S. Vaughn, agreed to talk with FIGHT and designated
assistant vice-president John G. Mulder to handle the negotiations. On
December 30, 1966, Mulder and Florence signed this joint statement: “The
FIGHT organization and Kodak agreed to an objective of the recruitment
and referral(to include screening and selection) of 600 unemployed
people over a 24-month period, barring unforeseen economic changes
affecting the Rochester community.”
66
There
were immediate unforeseen changes but they were political rather than
economic ones. Shortly before the joint statement, Vaughn had been made
chairman of the board and Kodak’s new President, Louis K. Eilers,
publicly, reneged on the proposal. Eilers instead asked FIGHT to
cooperate in a company project which he described as “the white hope for
the poor of Rochester.” 67 The black poor were not interested in any
white hope. James Ridgeway skillfully counterposed Florence’s reaction
to Eilers with Eilers’ attitudes:
’They
talk about America being a melting pot,’ said Florence, ‘but the
question right now is not whether black can melt, but whether they can
even get into the pot. That’s what FIGHT has been trying to do– get some
of them into the pot at Kodak…
‘From
what I have been able to learn of other Alinsky efforts this one seems
to be developing according to his pattern,’ Eilers said. ‘An issue is
picked. Community conflict is created by much talk, noise and pressure
and the creation of confusion.
’In
our case, the issue the Alinsky forces chose to be related to is the
employment of Negroes. It is more and more clear, however, that all the
talk about unemployment is only an issue or device being used to screen
what FIGHT is really doing–and that is making a drive for power in the
community.’
68
Eiler’s
words were particularly ironic as Alinsky had tried to stay out of
Rochester. In every organizing effort his goal is to become dispensable
as quickly as possible, and with FIGHT’s strong black awareness, he left
even more of the decisions to the FIGHT leadership. He helped develop a
parallel group of whites, the Friends of FIGHT, because he believes
that Negroes need white allies.
The
relationship between FIGHT and their Friends was an uneasy one until
they joined forces against Kodak. The need for a new strategy to use
against Kodak brought Alinsky back into the fight. Influenced by the
white liberal support offered to FIGHT, he decided to “Fight Kodak”
through stock proxies: “Liberals can go to cocktail parties and let
their proxies do the work.”
69
Alinsky
moved around the country presenting the FIGHT side of the controversy,
concentrating on church groups. He spoke to the National Council of
Churches and the National Convention of Unitarians. When the latter
group voted its stock proxies behind FIGHT and against racism, ‘senators
and congressmen affected by church pressure became interested.
70
Alinsky
also attempted to coordinate a nationwide boycott of Kodak goods which
was a failure within the tradition of unsuccessful national boycotts.
Eventually, recognizing FIGHT’s legitimate demands and responding to
political pressure, Kodak wired FIGHT: “Kodak recognizes that FIGHT, as a
broadbased community organization, speaks in behalf of the basic needs
of the Negro poor in the Rochester area.”
71
Kodak
agreed to work with FIGHT but made it very clear that, “[W]e’re not in
the welfare-business, that’s the government’s job.” 72 Although FIGHT in
1967 considered the telegram a victory. in 1969, three years after the
abortive Florence/Mulder agreement, Kodak has renewed its delaying
tactics. The company is supposedly waiting to see what happened with the
Community Development Corporation Bill (S-30), but at the rate that the
ninety-first Congress is moving it could be a long wait. So there will
not be a new plant built in the ghetto during the next few years; where
does FIGHT turn next? This is still an unanswered question and for many
black and white Rochester residents no longer an urgent one. FIGHT
leaders consider the organization’s greatest accomplishment to be the
new spirit with which it infused the black community. 73 And,
ironically, many whites thank FIGHT for stabilizing the post-riot
community.
CHAPTER II FOOTNOTES:
1 Anderson, p. 28.
2 Silberman, p. 335.
3 Saul D. Alinsky, “Citizen Participation and Community Organization in
Planning and Urban Renewal” Speech presented before The Chicago
Chapter of the National Association of Housing and Redevelopment
Officials, January 29, 1962 (The Industrial Areas Foundation:
Chicago, Illinois), pp. 7-8.
4 “Agitator Zeroes in on the Suburbanites,” Business Week, February 8,
1969, p. 46.
5 Evelyn Zygmuntowicz, “The Back of the Yards Neighborhood Council and
Its Health and Welfare Services” (unpublished Master of Social
Work thesis, Loyola University, 1959), p. 9.
6 “Agitator Zeroes in on the Suburbanites,” p. 46.
7 Alinsky interview, Wellesley.
8 Zygmuntowicz, p. 28.
9 “The Professional Radical,” p. 45.
10 Zygmuntowicz, p. 42.
11 The Back of the Yards Neighborhood Council, 27th Annual Report (Chicago,
Illinois: Back of the Yards Neighborhood Council, 1966), p. 1.
12 “The Professional Radical, p. 46.
13 Zygmuntowicz, p. 29.
14 “The Professional Radical,” p. 46.
15 Zygmuntowicz, p. 53.
16 Ibid., p. 54.
17 Ibid., p. 60.
18 Ibid., p. 65.
19 Ibid.
20 The Back of the Yards Neighborhood Council, Annual Report of the Executive
Secretary (Chicago, Illinois: Back of the Yards Neighborhood
Council, 1948), p. 1.
21 27th Annual Report, pp. 27-28.
22 D.J.R. Bruckner, “Alinsky Rethinks the Idea of Community,” Washington
Post, February 20, 1969, p. G1.
23 Alinsky interview, Wellesley.
24 Phyllis Ryan, Back of the Yards Neighborhood Council Social Worker,
private interview in Chicago, Illinois, January, 1969.
25 Ely Chinoy, Sociological Perspective (New York: Random House 1954), p. 30.
26 Silberman, p. 322.
27 Alinsky interview, Boston.
28 Silberman, p. 320.
29 Stephen C. Rose, “Saul Alinsky and His Critics,” Christianity and Crisis,
(July 20, 1964), p. 149.
30 Ernestine Cofield, “Ministers vs. Evils of Urban Renewal,” Chicago
Defender Magazine, November 19, 1962, p. 9.
31 “A Professional Radical Moves In On Rochester,” Harper’s, July, 1965, p. 53.
32 Silberman, p. 328.
33 Nicholas von Hoffman, interview by telephone in Washington, D.C.,
October, 1968.
34 Cofield, “Ministers vs. Evils of Urban Renewal,” p. 9.
35 Silberman, p. 324.
36 Ibid., p. 334.
37 Ibid.
38 Ibid., p. 336.
39 Ibid., p. 337.
40 Ibid., pp. 339-341.
41 Ibid.
42 Very Rev. Msgr. John J. Egan, “The Archdiocese Responds,” Church Metropolis,
(Summer, 1965), p. 16.
43 Alinsky interview, Boston.
44 Ernestine Cofield, “How University of Chicago Was Stopped By A Fighting
Community,” Chicago Defender Magazine, November 21, 1962, p. 9.
45 Stephen C. Rose, “Power Play City,” Crossroads, (January-March,
1967), p. 12.
46 Gerald Astor, “The ‘Apostle’ and The ‘Fool’,” Look (June 25, 1968), p. 31.
47 Silberman , p. 348.
48 David Sanford, “South Side Story,” The New Republic, (July 6, 1968), p. 13.
49 Ibid.
50 “Support of Chicago Gangs,” Congressional Quarterly, June 28, 1968, p. 1590.
51 Sanford,
52 McClellan and the Informers: Bigotry’s Bedfellows,” The Christian Century,
(July, 1968), p. 887.
53 William Jones, “TWO Chief Assails Testimony,” Chicago Tribune, June 22,
1968, p. 4.
54 William Jones.
55 “Support of Chicago Gangs.”
56 Nathan Glazer, “The Grand Design of the Poverty Program,” Poverty: Power
and Politics, ed. Chaim I. Waxman, (New York: Grosset & Dunlap,
1968), p. 290.
57 Anderson, p. 30.
58 Astor, p. 34.
59 Anderson, p. 30.
60 Astor, p. 34.
61 Anderson, p. 31.
62 James Ridgeway, “Attack on Kodak,” The New Republic, January 21, 1967, p. 30.
63 Anderson, p. 87
64 Ibid.
65 Ibid., p. 89.
66 Ridgeway, p. 31.
67 Ibid.
68 Ibid., p. 30.
69 Astor, p. 34.
70 Ibid.
71 Ibid.
72 Ibid.
73 Anderson, p. 92.
CHAPTER III
“A PRIZE PIECE OF POLITICAL PORNOGRAPHY”
One
of the more intriguing puzzles to solve concerns Alinsky’s relationship
to the War on Poverty. That he greatly influenced the legislation seems
evident. That he despises the effects of that legislation is
undeniable. The key to the puzzle involves both Alinsky’s effect on the
poverty warriors and his response to them. Daniel P. Moynihan who helped
draft the original poverty legislation has described his understanding
of the origins and failures of the community action programs in his
book Maximum Feasible Misunderstanding. Moynihan writes in a spirited style but even his behind-the-scenes stance does not make his argument less confusing.
He
dissects the so-called “opportunity theory” articulated by Lloyd E.
Ohlin and Richard A. Cloward both of the Columbia School of Social Work.
He points to the theory as the basis for many of the premises
underlying the Economic Opportunity Act. 1 Moynihan sets up a sequence
leading from the Cloward/Ohlin thesis to the Mobilization for Youth
(MFY) project in New York City to the federal legislation which is
perhaps chronologically correct but seems to miss the point.
If, as Moynihan states, “the central concept of each program (MFY and OEO) is that of opportunity”
2
then what did the “maximum feasible participation” clause mean? Moynihan indirectly defines it in the following way:
The
community action title, which established the one portion of the
program that would not be directly monitored from Washington, should
provide for the ‘maximum feasible participation of the residents of the
areas and the members of the groups’ involved in the local programs.
Subsequently this phrase was taken to sanction a specific theory of
social change, and there were those present in Washington at the time
who would have drafted just such language with precisely that object.
3
Moynihan
continues explaining that his understanding of the original purpose of
the clause was to ensure the participation of persons, especially in the
South, who were normally excluded from the political process.
4
But,
in such areas real participation in decision-making would precipitate
social change on a scale far wider than extension of opportunity to
partake in already functioning results of decision-making suggests. Part
of the trouble with Moynihan’s analysis is that he defines neither
“participation” nor “social change” as operative terms. There are, of
course, rhetorical allusions to the need for men to play greater roles
in shaping their own lives, and to the dire state of twentieth-century
America. He echoes Gunnar Myrdal’s warnings that the country has far to
go in insuring democratic participation on all levels of the political
system, but he concludes that the community action programs “with their
singular emphasis on ‘maximum feasible participation’ of the poor
themselves comprise the most notable effort to date to mount a
systematic social response to the problem Myrdal outlined.
5
Yet,
there is little sense of what Moynihan refers to when he uses that word
“participation” especially as the keystone to a “systematic social
response.” He even questions the entire theory of participation using a
quote from the work Bernard J. Frieden and Robert Morris did on
alienation:
’Least
convincing have been those analyses which have asserted that the fact
of participation by the poor, in itself, will significantly alter the
conditions deplored, as for example, the belief that civic participation
in itself leads to a reduction in deviant behavior.
6
Somehow
Alinsky’s use of participation as a process through which individuals
determine the action to be taken by a community organization has been
lost in the academic/bureaucratic crossfire.
What
OEO and Moynihan seem to mean by “participation” involves the
incorporation of the poor and “deviant” into the mainstream not through
their participatory planning but through their acquiescent
participation.
In
his appropriately titled article, “By or For the Poor?”, Andrew Kopkind
discusses the contradictions inherent in the participation clause:
What
was new and exciting about the War on Poverty was that it gave hope of
putting some political and economic power into the hands of the
‘under-class’ of the poor, as labor legislation had strengthened the
bargaining power of workers three decades earlier.
Through
the Wagner Act, the workers got recognition; they used their new power
to win economic benefits. In the same way, the maximum feasible
participation clause in the OEO legislation promised recognition and
thus power to the poor.
7
Recognition
of the problem of poverty among legislators perhaps, but there was
little realization among them that their legislating participation might
result in any alteration of power.
Moynihan
occasionally acknowledges the incompatibility of legislating
participatory planning (i.e. “true” participation) and expecting a
conservative Congress to continue funding it once they perceived what
they had writ. One of these instances occurs in a long passage about
Alinsky:
The
blunt reality is that sponsors of community action who expected to
adopt the conflict strategy of Saul D. Alinsky and at the same time
expected to be recipients of large sums of money, looked for, to
paraphrase Jefferson, ‘what never was and never will be.’
Alinsky
emerges from the 1960′s a man of enhanced stature. His influence on the
formulation of the antipoverty program was not great. Indeed it was
negligible, in that a primary motive of these efforts was to give things
to the poor that they did not have.
Alinsky’s
law, laid down in Reveille for Radicals, which appeared in 1946, was
that in the process of social change there is no such thing as give,
only take. True or not, by the time the community action programs began
to be founded, he had behind him some three decades of organizing poor
or marginal neighborhoods (white as well as black) and in every instance
this process had taken the form of inducing conflict and fighting for
power.
Was
there not something to be learned here? Could it be that this is
somehow the normal evolution once such an effort is begun?…Alinsky’s
view was nothing if not explicit and public: social stability is a
condition reached through negotiated compromise between power
organizations. (His origins, of course, are in the trade union movement,
specifically the United Mine Workers).
The
problem of the poor is not only that they lack money, but that they
lack power. This means that they have no way of threatening the status
quo, and therefore that there can be no social change until this
organizational condition is changed.
Organization
first, antipoverty program second. Early in the life of the Office of
Economic Opportunity, Alinsky was willing to contemplate that Federal
funds, bypassing City Hall and channeled directly to indigenous
organizations, might be used to bring such organizations into being. But
his own experience and practice belied any such possibility. Throughout
his career he had begun his organizing campaigns with cash in hand,
completely independent of the power structure with which he wished to
bargain. His entire analysis of the process of social chance argued that
official community action programs would soon fall under the direction
of City Hall.
8
If,
indeed, the purpose of the War on Poverty was to “give”, then most of
its Alinsky-like rhetoric about “helping the poor help themselves” and
opening “opportunity” and bringing “hope to all who contemplate their
future in terms of their discouraging present” went no deeper than the
public relations division. 9 Alinsky’s periodic outbursts about the
hypocrisy of the War on Poverty have provided unforgettable
copy-especially his labeling the entire effort a “prize piece of
political pornography…a huge political pork barrel, and a feeding trough
for the welfare industry, surrounded by sanctimonious, hypocritical,
phony, moralistic——.”
10
Sargent
Shriver candidly challenged Alinsky by declaring that the War on
Poverty had done “more for the Negro in 25 months than Alinsky has in 25
years.”
11
Which
is precisely Alinsky’s point, for as he replied: “We (the Industrial
Areas Foundation) spend $100,000 a year, and Shriver compares us with
the U.S. Government. Shriver says he’s done more for the Negro than we
have. He’s telling the truth. We’ve never done anything for the Negroes;
we’ve worked with them.”
12
The
one poverty war campaign for which Alinsky served as consultant, was
the short-lived Federal pilot training program for organizers at
Syracuse University. When the trainees organized slum dwellers against
city agencies, the city government complained loudly to Washington and
the funds were withdrawn.
13
This
incident foreshadowed the eventual enactment of the amendment to the
Economic Opportunity Act passed in December, 1967, which provided that
local governments would have the option of bringing their community
action agency under their official control.
14
Even
with the unenforceable assurance that one-third of the representatives
on the local board must be “poor” with bypass powers given to the
director, Representative Edith Green’s (D. Ore.) amendment strengthened
the positions of Mayors such as Daley, who already controlled their
local agency, and effectively moved every other agency under the
umbrella of City Hall. The amendment also opened the way for concerted
attacks on the high-risk programs such as TWO’s. Moynihan reprints
Alinsky’s 1965 prognosis for the War on Poverty: Unless there are
drastic changes in direction, rationale and administration, the
anti-poverty program may well become the worst political blunder and
boomerang of the present administration.”
15
Moynihan
lays the blame for not recognizing the validity of Alinsky’s
perspective on the administrators of the program and the social
scientists who devised, the theory of participation without realizing
the meaning their words would assume in practice. One of the arguments
in Moynihan’s book is that “social science is at its weakest, at its
worst, when it offers theories of individual or collective behavior
which raises the possibility, by controlling certain inputs, of bringing
about mass behavioral change.”
16
A
good point, but one that Alinsky made eleven years earlier in a speech
before the Association of Community Councils in Chicago:
We
face a danger in undue emphasis of attention on process, so that we may
well lose sight of the purpose. Too much concern with process reaches a
point, as is obvious, in a number of parts of this field, whereby the
devotion to process has not only resulted in the loss of purpose, but it
becomes an academic greenhouse for the nurturing of intellectual
seedlings which could never grow in the hard, cold world outside
17
Alinsky’s
1965 speech about the War on Poverty went beyond pornography and
process into areas where Moynihan treats softly, city hall patronage and
welfare industry -centrism. Before the Green Amendment Alinsky observed
that most city halls, acting through committees composed of the party
faithful, controlled the local antipoverty funds.
18
Poverty
funds were frequently used to stifle independent action in the name of
“community consensus” or if programs did bypass city hall the officials
would disown them in order to take themselves “off the hook.”
19
Another aspect of the poverty war which Alinsky criticized was its “vast network of sergeants drawing general’s pay.”
20
He
illustrated the “startling contrast” between many salaries before and
after assuming positions with OEO. It seems as though “nowhere in this
great land of ours is the opportunity more promising than in the Office
of Economic Opportunity.”
21
Even
more disturbing to Alinsky than the city hall patronage, which is
predictable, is the attitude of professional social workers: “The
anti-poverty program may well be regarded as history’s greatest relief
program for, the benefit of the welfare industry.”
22
The
requirement of maximum feasible participation raised questions for
those institutionally involved in aiding the poor. For example, who was
to select the one-third? The welfare industry’s vested interests
naturally made it anxious to get a piece of the new action.
Frequently
the desire for involvement led welfare professionals into subverting
those programs in which they had no part .23 Alinsky concludes his
critique by commenting on the crucial question: What can be done to make
a poverty program functional?
First,
I would have serious doubts about getting a poverty program to help and
work with the poor until such a time as the poor through their own
organized power would be able to provide bona fide legitimate
representatives of their interests who would sit at the programming
table and have a strong voice in both the formulation and the carrying
on of the program.
This
means an organized poor possessed of sufficient power to threaten the
status quo with disturbing alterations so that it would induce the
status quo to come through with a genuine, decent meaningful poverty
program.
24
This
is usual Alinsky talk but, Moynihan notwithstanding, there is evidence
that from 1965 at least Alinsky’s views were very influential within
certain circles of poverty warriors. (There is still a good argument
that ideas first practiced by Alinsky influenced the actual writing of
the legislation even though the authors might not have acknowledged
him).
In
February, 1965, OEO issued a Community Action Program Guide attempting
to define the ambiguous participation clause by strongly urging the
involvement of poor people in political action. 25 The relationship
between the Newark riots in the Summer of 1967, and the local poverty
agency which was one of the few in the country to operate autonomously,
is still a matter of investigation.
26
A
cartoon in a 1968 VISTA publication depicts an over-zealous VISTA
volunteer striking out at all available targets often hitting those,
such as Alinsky, who are supposedly on his side. (Appendix I) There is a
great lesson in that VISTA cartoon. All too often the War on Poverty
with confused intentions and armed with misinterpreted social theory
fulfilled Moynihan’s concluding description of the community action
programs: “…the soaring rhetoric, the minimum performance; the feigned
constancy, the private betrayal; in the end…the sell-out.”
27
CHAPTER III FOOTNOTES:
1 Daniel P. Moynihan, Maximum Feasible Misunderstanding (New York: The
Free Press 1968).
2 Ibid., p. 46.
3 Ibid., p. 57.
4 Ibid., p. 87.
5 Ibid., p. 161.
6 Ibid., p. 188.
7 Andrew Kopkind, “By or For the Poor?” Poverty: Power and Politics, ed.
Chaim Waxman, (New York: Grosset & Dunlap, 1968), pp. 226-227.
8 Moynihan, pp. 185-186.
9 National Advisory Council on Economic Opportunity, Report of the Council,
Focus on Community Action (Washington, D.C.: The National Advisory
Council on Economic Opportunity, 1968), p. x.
10 Anderson, p. 94.
11 Astor, p. 34.
12 Ibid.
13 John Kifner, “A Professional Radical Rallies the Poor,” The New York
Times, January 15, 1967, p. 10E.
14 Moynihan, p. 158.
15 Ibid., p. 187.
16 Ibid., p. 191.
17 Saul D. Alinsky, “From Citizen Apathy to Participation,” Speech presented
at the Sixth Annual Fall Conference Association of Community Councils
of Chicago, October 19, 1957 (The Industrial Areas Foundation:
Chicago, Illinois), p. 10.
18 Saul D. Alinsky, “The War on Poverty–Political Pornography,” Poverty:
Power and Politics, ed. Chaim I. Waxman, (New York: Grosset &
Dunlap, 1968), p. 173.
19 Ibid., p. 175.
20 Ibid.
21 Ibid.
22 Ibid., p. 176.
23 Ibid.
24 Ibid., p. 177.
25 Barbara Carter, “Sargent Shriver and the Role of the Poor,” Poverty:
Power and Politics, ed. Chaim I. Waxman, (New York: Grosset &
Dunlap, 1968), p. 208.
26 Ibid., p. 209.
27 Moynihan, p. 203.
CHAPTER IV
PERSPECTIVES ON ALINSKY AND HIS MODEL
Around
the edges of Alinsky’s critique of the War on Poverty are vestigial
reminders that he himself is not blameless. As a model builder he is
somewhat accountable for even the misguided application of that model.
There are also areas of action for which he is more directly
responsible, so that any evaluation of Alinsky must include both his
accomplishments and his methodology. Before discussing either, however,
it is necessary to say something about the man himself.
One of the primary problems with the Alinsky model is that the removal of Alinsky drastically alters its composition.
Alinsky
is a born organizer who is not easily duplicated, but, in addition to
his skill, he is a man of exceptional charm. The Economist article,
calling him the “Plato on the Barricades,” described it in this way:
His
charm lies in his ability to commit himself completely to the people in
the room with him. In a shrewd though subtle way he often manipulates
them while speaking directly to their experience. Still he is a man
totally at ease with himself, mainly because he loves his work which
always seems to be changing–new communities, new contests, new fights.
1
Thus,
keeping in mind the difficulties that the less-than-charming encounter
in their organizing attempts, let us evaluate method and methodology
referring to the three case studies investigated. Although the long-term
effectiveness of Alinsky’s organizing efforts cannot yet be assessed,
the Back of the Yards Neighborhood Council is a well-established
community organization. As previously noted, the Council’s democratic
enthusiasm has yielded to chauvinistic defensiveness. Randomly selected
issues of the Back of the Yards Journal illustrate the self-centered
smugness of a neighborhood with political influence.
The
Journal’s pages, are filled with progress reports about area
improvements sponsored jointly by the Council and City Hall. The
Council’s Executive Secretary, once Alinsky’s fellow-radical, has held
his position for over twenty-five years and, if the neighborhood does
not “change” (i.e. integrate) he could hold it for another twenty-five.
Change
is the key to the situation in Back of the Yards today just as it was
in 1939, only now the residents are the status quo. When a community is
organized around the concept of self-interest as Back of the Yards and
other Alinsky-organized areas have been, it is natural that
self-interest remains the theme of that community’s cohesion.
The
Council has through the years helped to superimpose an identity upon
the area. John Haffner, who has worked for the Journal since it began,
remembers the old “jungle” and is proud that few residents move from
Back of the Yards.
2
The
lack of mobility among the residents is often cited as a criticism of
Alinsky for “nailing down” the neighborhood. 3 This criticism has been
applied in a slightly altered form to Woodlawn. Philip M. Hauser, head
of the Department of Sociology at the University of Chicago, believes
that “[t]he methods by which Alinsky organized TWO may actually have
impeded the achievement of consensus and thus delayed the attaining of
Woodlawn’s true objectives.” 4 Even questioning whether Professor Hauser
knows what those “true objectives” are, his comment is suggestive of
other academic criticism of the Alinsky model’s results. Dr. Harold Foy,
editor of Christian Century, and Dr. Frank Reissman of the New York
Institute for Developmental Studies, are two other outspoken critics.
Dr. Foy’s objections center on Alinsky’s abrasive manner and avowed
intention to alter the-existing balance of social power. He has charged
Alinsky with encouraging “a political movement whose object is to
establish control over urban society by raising up from its ruins a
‘power structure’ dictatorship based on slum dwellers” 5 Such amorphous
hysteria is characteristic of Dr Foy. Dr. Reissman, however, presents a
formidable critique in his article “The Myth of Saul Alinsky.”
6
He
incorporates a spectrum of objections the most important of which
concerns Alinsky’s apparent inability to move toward anything in the way
of developing a movement or a national program or national
organization.
7
Reissman
constructs hid critique around Alinsky’s emphasis on socialism and the
results of that localism which Reissman considers ineffective. He uses
an estimate made by Nicholas von Hoffman, that only 2% of a community
are ever activated in any IAF organizing drive, to demonstrate the
non-representative nature of the mobilization.
The
point is valid but of little significance since in any organization the
leaders are among the most active members, and decision-making
necessarily excludes some elements at times. A more critical question,
which Reissman only implies involves the long-range effectiveness of
recruited leaders. The only visible national figure to emerge from an
IAF endeavor is Caesar Chavez who began as an organizer. Reissman has a
bettor argument when he moves from the internal structure of the local
organizations to their activities. The question, as Reissman phrases it,
is whether Alinsky politicizes an area or simply directs “people into a
kind of dead-end local activism?”
8
Reissman
answers his own question by focusing on Chicago where the most
publicized of Alinsky’s efforts have taken place. They have not for all
their noise shaken the hold of the Daley machine.
9
Perhaps,
the Alinsky model’s emphasis on local issues and goals determined
locally diverts energies from wider or coalition organizations.
Reissman
postulates that Alinsky’s opposition to large programs, broad goals,
and ideology confuses even those who participate in the local
organizations because they find no context for their actions. Yet,
Reissman’s proposed solution depends on the “organizer-strategist-
intellectual” to “provide the connections, the larger-view that will
Lead to the development of a movement.”
10
Almost
as an afterthought he adds: “This is not to suggest that the larger
view should be imposed upon the local group; yet, it should be
developed, in part, by nationally oriented leadership.”
11
This
position is accepted by some New Left strategists who, although,
disenchanted with Alinsky-like faith in individuals, apply many of his
tactics in confrontation politics.
The
problems inherent in such an approach, including elitist arrogance and
repressive intolerance, have become evident during recent university
crises. The engineers of disruption, lacking Alinsky’s flexibility in
dealing with their “enemy” (i.e. administrators, trustees, etc.), become
hardened into non-negotiable situations. Conflicts then run the
possibility of escalating into zero sum games where nobody wins.
Although
Alinsky, publicly dismissed the Reissman critique in 1967, he began
developing a coherent radical strategy to deal with the trends of the
1970′s. Underlying criticism such as Hauser’s and Reissman’s is the
debate over the merits of consensus and conflict both as a means for
understanding social processes and for achieving social goal’s. Alinsky,
the exemplary conflict advocate, dismisses the consensus theorists:
One
thing we instill in all our organizers is that old Spanish-Civil War
slogan: ‘Better to die on your feet than to live on your knees,’ Social
scientists don’t like to think in those terms. They would rather talk
about politics being a matter of accommodation, consensus– and not this
conflict business. This is academic drivel. How do you have consensus
before you have conflict? There has to be a rearrangement of power and
then you get consensus.
12
As
with most of Alinsky’s political analyses there is a convincing ring to
this one; however, “reality”, which Alinsky champions, is not so
facilely analyzed. The juxtaposition of consensus and conflict has been a
matter of dispute among social scientists since Plato.
For
our purposes we can join the debate during the 1950′s, presupposing all
that went before. During the 1950′s the conflict theorists such as
Lewis Coser followed up the work of men such as Georg Simmel in order to
challenge the prevailing consensus orientation. Exemplifying this
consensus orientation was Seymour Martin Lipset who writes inPolitical Man:
Inherent
in all democratic systems is the constant threat that the group
conflicts which are democracy’s life-blood may solidify to the point
where they threaten to disintegrate the society. Hence conditions which
serve to moderate the intensity of partisan battle are among the key
requisites of democratic government.
13
Lipset’s
statement, more functionally prescriptive than societally descriptive,
is indicative of other consensus thinkers such as Dewey or Parsons. For
them, conflict is incompatible with structure, and organization is
dependent on a consensus essential to social equilibrium.
Irving
Louis Horowitz in his article “Consensus, Conflict, and Co-operation”
suggests that the consensus thinkers during the 1950′s perceived an
increasing democratization of American society that precipitated their
search for a consensual basis underlying the affluent society.
14
Consensus was considered fundamental to the managerial state in which mass persuasion is more effective than mass terror.
15
Coser’s
challenge to the consensual judgment that conflict is dysfunctional is
particularly effective because of distinctions he makes among conflicts.
The most obvious distinction is internal and external conflict. Because
Alinsky’s concern centers on intergroup conflicts rather than
intra-group ones, these remarks will be limited to the former types.
The
discriminating manner in which Coser handles inter-group conflicts can
be seen in the following excerpts from the conclusion of The Functions
of Social Conflict:
In
loosely structured groups and open societies, conflict, which aims at a
resolution of tension between antagonists, is likely to have
stabilizing and integrative functions for the relationship. By
permitting immediate and direct expression of rival claims, such social
systems are able to readjust their structures by eliminating the sources
of dissatisfaction…
A
flexible society benefits from conflict because such behavior, by
helping to create and modify norms, assures its continuance under
changed conditions…
Since
the outbreak of the conflict indicates a rejection of a previous
accommodation between parties, once the respective power of the
contenders has been ascertained through conflict, a new equilibrium can
be established and the relationship can proceed on this new basis…
16
Assuming
that American society is “open” the implication of the above analysis
applied to conflict in this country is that such conflict is
stabilizing. There is, however, a necessary qualification to be made
regarding “realistic and “nonrealistic” conflict:
Social
conflicts that arise from frustrations of specific demands within a
relationship and from estimates of gains of the participants, and that
are directed at the presumed frustrating object, can be called realistic
conflicts. Insofar as they are means toward specific results, they can
be replaced by alternative modes of interaction with the contending
party if such alternatives seem to be more adequate for realizing the
end in view.
Nonrealistic
conflicts, on the other hand, are not occasioned by the rival ends of
the antagonists, but by the need for tension release of one or both of
them. In this case the conflict is not oriented toward the attainment of
specific results. Insofar as unrealistic conflict is an end in itself,
insofar as it affords only tension release, the chosen antagonist can be
substituted for by any other suitable target.
17
There
is, then, no direct relation between stabilization and conflict per-se
but between stabilization and certain types of conflict. This conclusion
is essential for our understanding of Alinsky’s use of conflict.
Although the People’s Organizations once established engage more often in realistic than nonrealistic conflicts,
18
their
formation is largely a process of exploiting nonrealistic conflict. It
is during this process that Alinsky’s critics accuse him of “rubbing raw
the sores of discontent” without any specific goal in mind.
Alinsky views the process as having several ends among which is the public airing of grievances:
The
very action of elevating these dormant hidden hostilities to the
surface for confrontation and ventilation and conversion into problems
is in itself a constructive and most important social catharsis.
The
alternative would be the permitting of incessant accumulation and
compounding of submerged frustrations, resentments and hostilities in
large segments of our population; with the clogging of all channels for
relief evolving a nightmarish setting for a probable backfiring of
actions generated by irrational, vindictive hate with tragically
destructive consequences to all parties.
19
Alinsky’s
conclusion that the “ventilation” of hostilities is healthy in certain
situations is valid, but across-the-board “social catharsis” cannot be
prescribed. Catharsis has a way of perpetuating itself so that it
becomes an end in itself. Alinsky’s psychodramatics have brought him
attention and catalyzed organizational activity, but many sociologists,
such as Professor Annemarie Shimony of Wellesley College, regard Alinsky
as a showman rather than an activist.
20
Professor
Shimony considers both Back of the Yards and Woodlawn failures; the
former because of its segregationist tendencies, which are particular
hostilities publicly expressed, and the latter because of its takeover
by gangs who epitomize a blatant hostility approach. Another criticism
of Alinsky’ s catharsis approach is the difficulty in applying it.
Alinsky, the master showman, is able to orchestrate it, but other
less-skilled organizers, such as the Reverend Mr. Fry, cannot maintain
control. Many of the Alinsky-inspired poverty warriors could not
(discounting political reasons) move beyond the cathartic first step of
organizing groups “to oppose, complain, demonstrate, and boycott” to
developing and running a program.
21
Coupled
to the problem of conflict is the question of what are the results of
realistic conflict? The answer in Coser’s words is “the maintenance or
continual readjustment of the balance of power.”
22
And
power, from white to black, is Alinsky’s language. Recently the
language of power has become more familiar among social analysts who
have finally arrived at Alinsky’s 1939 conclusion that the problems of
the poor are more directly related to their lack of power than to their
lack of money.
The
book, Poverty: Power and Politics, neatly colonizes the “new” power
approach to the problem of self-help. More accurately the problem is not
one of “power” but of “powerlessness.”
Warren
C. Haggstrom in his essay on “the Power of the Poor” summarizes the
approach to the problem of poverty based on the psychology of
powerlessness;
If
the problem were only one of a lack of money, it could be solved
through provision of more and better paying jobs for the poor, increased
minimum wage levels, higher levels of welfare payments, and so on.
There would be, in that case, no real need for the poor to undertake any
social action on their own behalf. This view is consistent with the
idea that the poor are unable to participate in and initiate the
solution of their own problems.
However,
since it is more likely that the problem is one of powerlessness, joint
initiative by the poor on their own behalf should precede and accompany
responses from the remainder of society. In practice this initiative is
likely to be most effectively exercised by powerful conflict
organizations based in neighborhoods of poverty.
23
These
paragraphs, originally written in 1964, are included in a 1968
collection with other prescriptive treatises urging similar solutions to
social problems–which are now out-of-date.
One of the people who now recognizes the anachronistic nature of small autonomous conflict organizations is Alinsky himself.
A
critique of the power/conflict model for community organization in 1969
can no longer be a critique of the Alinsky-method because that method
has undergone a significant evolution since its coalescence in 1939.
Those who build models frequently leave their obsolescent ruins behind
them for others to play with while they begin building anew.
Alinsky’s
evolution within the context of the last thirty years places in relief
America’s great challenge: the search for a viable community. Before
discussing this search and Alinsky’s role in it, the obsolescence of the
power/conflict model will be explored. A primary reason for the
obsolescence of the power/conflict model is that the unit to which it
applies, the territorially defined community, is no longer a workable
societal unit.
The
decline of the neighborhood has been occurring since the turn of the
century, slowing somewhat during the Depression then accelerating after
the war.
Accompanying
the decline of the traditional neighborhood as a living unit were the
massive centralization of power on the federal level and the growth of
the suburbs. Federal centralization reduced local and state power, while
mushrooming suburbs resulted in a form of power schizophrenia in which
the urban areas remained the centers of business and culture only at the
mercy of commuters.
Thus,
we find ourselves in the middle of an urban crisis which is really a
crisis of community power. Kenneth Boulding views the problem in the
perspective of the international system and sees:
The crux of the problem is that we cannot have community unless we have an aggregate of people with some decisions making power.
The
impotence of the city, perhaps its very inappropriateness as a unit is
leading to its decay. Its impotence arises, as I have suggested earlier,
because it is becoming a mere pawn in economic, political, and military
decision-making. The outlying suburb is actually in better shape. It is
easier for a relatively small unit to have some sense of community, and
the suburb at least has a little more control over its own destiny…Its
local government, its school board, and other community agencies often
are able to gather a considerable amount of support and interest from
the people they serve.
24
Boulding’s
observations might be used by a modern conflict theorist arguing in
favor of Haggstrom’s advocacy of conflict organizations in poverty
areas. If, he might argue, an aggregate is impotent then there is need
for arousing the individuals in that aggregate to exercise their
citizenry power.
The
next question then becomes, against whom would the conflict be
directed? Traditionally the power/conflict model was applied in urban
communities in order to organize against something: meat packers, the
University of Chicago, Kodak.
The
complicated overlapping layers comprising our interdependent urban
areas today makes it difficult to single out an “enemy.” One of the
factors contributing to the Ocean Hill-Brownsville school controversy in
New York during the Fall of 1968 was the marked absence of an
identifiable enemy. The target shifted from the teacher’s union to the
School Board to the state to the Ford Foundation and around again. The
lack of a clear-cut enemy against whom to mobilize underscored the lack
of a community capable of mobilization. Yet, perhaps, the conflict
theorist might continue his argument by suggesting that the problem is
not in the model but in those applying it. With the “right” organizers,
such as Alinsky, would it not be possible to organize a community
utilizing conflict and participation?
A
possible reply recalls the FIGHT effort in Rochester. Many critics of
Alinsky’s work there believe that the end result is merely a “better
ghetto.” 25 Alinsky himself is unhappy about the mostly symbolic
function which FIGHT has assumed in the community.
26
Given
the components of FIGHT, however, is there anything more to be
expected? The conditions of slum-bound blacks in our Northern cities is
enmeshed in what the Kerner Commission referred to as “institutional
racism.” One does not practice the fine art of gadfly conflict against
the overwhelming odds suggested by the Commission and Boulding.
Interestingly, this society seems to be in a transition period, caught
between conflict and consensus. The closest parallel might be the 1930′s
when a changing, but still coherent consensus withstood the assaults of
outcast groups. The position of labor is the analogy frequently cited
to justify the power/conflict model.
Although
labor fomented conflict, its goal was always a share of the American
Dream. The lack of radicalism in the American labor movement should not
surprise anyone who studies the effect that this country’s phenomenal
growth had on forming the ethos and expectations of the people. In
Coser’s terms, the labor conflicts were realistic and eventually
accommodated because institutions were flexible.
During
the years since World War II, our institutions have become less
flexible under their managerial weight, and the conflicts less
realistic. Men still want jobs, but they now demand “meaning” in the
jobs they receive. Just because such a demand would have been ludicrous
in the jobless thirties the analogy with that era cannot be drawn too
closely. Being in the middle of a transition obscures one’s ability to
assess it. Elements taken for granted in the power/conflict model of the
late 1950′s and early 1960′s must be newly considered. One such element
is the role of participation. The power/conflict model assumed that
participation, as the root of the democratic process, was a necessary
and good thing.
Today,
nothing is so certain as we wonder just what it is we are participating
in. With convincing eloquence John Gardner has argued that the United
States has evolved into a society operating on the “beehive model” that
locks individuals into tasks that seen isolated and meaningless.
27
The
danger of this, Gardner warns, is that “men and women taught to cherish
a set of values and then trapped in a system that negates those values
may react with anger and even violence.” 28 It is doubtful whether the
tired cry for participation offers a solution for, as Gardner says, it
is not so obvious that “the urge to participate actively in the shaping
of one’s social institutions is a powerful human motive.”
29
In
addition to the uncertainty of its two fundamental assumptions,
community, and participation, the power/conflict model is rendered
inapplicable by existing societal conflicts. The primary visible
conflict today is racial with most of our urban problems having racial
aspects. Any attempt to specify a conflict cannot help but touch on the
larger issues of racism and segregation.
Once
those issues are raised settlement becomes increasingly difficult, as
illustrated in Roger Fisher’s work on “fractionating conflict.” 30
Fisher’s salami-slicing tactics for dealing with conflict along with
Amitai Etzioni’s suggestion that appropriate bribes be offered are two
theoretical modifications of the power/conflict model that warrant
practical testing. Yet, as our “two societies” move further apart
contrived conflict serves to exacerbate the polarization. Horowitz
labels the element needed during this transition “cooperation” and
Alinsky would agree.
31
The
search for community and the feeling of powerlessness characterize the
entire society, not just the poor at whom the power/conflict model was
originally aimed. Alinsky’s realizations that the fight against reaction
continues in Back of the Yards; that TWO’s conflict orientation
backfired; and that FIGHT needed its proxy-voting friends signaled his
rethinking the idea of community and devising new strategies to achieve
democratic equality.
CHAPTER IV FOOTNOTES:
1 “Plato on the Barricades,” p. 14.
2 John Haffner, Reporter on the Back of the Yards Journal, private interview
in Chicago, Illinois, January, 1969.
3 Bruckner, p. G1.
4 Anderson, p. 102.
5 Ibid.
6 Frank Reissman, “The Myth of Saul Alinsky,” Dissent (July-August, 1967), p. 46.
7 Ibid., p. 474.
8 Ibid., p. 475.
9 Ibid., p. 473.
10 Ibid., p. 474.
11 Ibid.
12 Anderson, p. 102.
13 Seymour Martin Lipset, Political Man (Garden City, New York: Doubleday and
Co., Inc., 1959), pp. 70-71.
14 Irving Louis Horowitz, “Consensus, Conflict, and Co-operation,” System,
Change, and Conflict, ed. N.J. Demerath III and Richard A. Peterson
(New York: The Free Press, 1967), p. 265.
15 Ibid., pp. 276-277.
16 Coser, pp. 154-156.
17 Ibid.
18 For a conflicting opinion see: Thomas D. Sherrard and. Richard C. Murray,
“The Church and Neighborhood Community Organization,” Social Work,
(July, 1965), pp. 3-14.
19 Alinsky, “Citizen Participation and Community Organization in Planning
and Urban Renewal,” p. 13.
20 Annemarie. Shimony, Professor of Sociology at Wellesley College, private
interview in Wellesley, Massachusetts, March, 1969.
21 National Advisory Commission on Civil Disorders, Report of the Commission,
Report of the National Advisory Commission on Civil Disorders
(New York: Bantam Books, 1968), p. 297.
22 Coser, p. 156.
23 Warren C. Haggstrom, “The Power of the Poor,” Poverty: Power and Politics,
ed. Chaim I. Waxman (New York: Grosset & Dunlap, 1968), p. 134.
24 Kenneth Boulding, “The City as an Element in the International System,”
Daedulus, (Fall, 1968), p. 1118.
25 Anderson, p. 102.
26 Alinsky interview, Wellesley.
27 Richard E. Edmonds, “Gardner Urges U.S.: Revive Participation,” The Harvard
Crimson, March 27, 1969, p. 1.
29 Ibid., p. 3.
30 Roger Fisher, “Fractionating Conflict,” International Conflict and Behavioral
Science, ed. Roger Fisher (New York: Basic Books, Inc. 1964),
pp. 91-110.
31 Horowitz.
CHAPTER V
REALIZING LIFE AFTER BIRTH
The
previous chapter was a “perspective” rather than a “critique” because
both Alinsky and his model are continuing to evolve. Although his basic
premises, such as the primacy of power and the unavoidability of a
relative morality are unchanged, his approach to the problem of
redistributing power has shifted since his days as a labor organizer.
These
shifts are not easily categorized, but they fall into two broad areas;
his rethinking the meaning of community and the role of centralized
national planning in social change. Central to Alinsky’s evolving
socio/political philosophy is his rethinking the idea of community:
I
do not think the idea of geographical areas, especially of
neighborhoods, is any longer applicable. A long time ago, probably with
the advent of the car, we came to the end of the definable area.
People
no longer really live their lives in neighborhoods. We have political
subdivisions which are things out of the past, lines on the maps; we are
still involved with this idea. But the life of the people is something
else. We are going to have to find out where it really is and how to
organize it.”
1
When
Alinsky talks about finding “it” he is talking about the content of
life in mass civilization. The inquiry is really a two-part one: Why,
since industrial man found the “good life” does he seem to have lost
himself, and where do we go from here?
For
Alinsky, the two are connected with the modern search for community. In
his speech, “Is There Life After Birth?”, presented before the
Episcopal Theological Seminary in 1967, Alinsky deals with both parts of
the question.
2
Echoing
the dire predictions of Ortega y Gasset about the stifling effects
resulting from a climate of conformity and consensus, Alinsky concludes
that what is at stake is our individual and collective sanity.
3
Unlike the philosopher or artist, he looks for salvation in the political system.
The central problem in the late twentieth century according to Alinsky is the
maintenance
and development of that political mechanism which carries the best
promise for a way of life that would enable individuals to secure their
identity, have the opportunity to grow and achieve being as free men in
fact, men willing to make decisions and bear their consequences.
4
Here, in a very world-oriented way, is the modern man attempting to live in the world-as-it-is. Alinsky continues:
Most
people have been and are fearful to pay this price for freedom, and so
freedom has largely been freedom to avoid these responsibilities. The
free man is one who would break loose from the terrestrial,
chronological existence of security and status and take off into the
adventure which is life with its passions, drama, risks, dangers,
creative joys, and the ability to change with change.
5
In
response to a question about his personal philosophy, Alinsky, cringing
at the use of labels, ruefully admitted that he might be called an
“existentialist.”
6
Yet,
as Alinsky has warned before, words can get in the way, especially when
discussing the route to such a political mechanism as he outlines.
Alinsky simplifies the matter by concentrating on the actualization of
traditional democratic ideals. He advocates belief in man’s ability to
govern himself and the importance of voluntarism in a free society.
These
are old ideas, old for Western man and old for Alinsky, but he injects
them into a revised model emphasizing middle-class organizing and
coalition building. Alinsky’s prescription for the poor helping
themselves was to motivate the powerless to acquire the necessary skills
and knowledge to control their own affairs. His belief that the poor
can translate apathy into power and then use that power responsibly has,
in some cases, proven true. In others, the transition has been
dysfunctional either for the community or for the cause of radical
change.
Often
the application of the Alinsky model in geographically-bound lower
class areas assumes an almost bootstrap formula which is too
conservative for our present situation. A People’s Organization of local
organizations can at best create new levels of harmony among its
members and secure a few material gains. It is not oriented toward
harmonizing competing metropolitan interests in a concert of
governmental restructuring.
Part
of the reason why it is so ill-equipped is the lack of vision Reissman
mentioned. Attempts at articulating vision led Alinsky away from the
jungles and ghettoes to the suburbs, because it is futile to discuss
“vision” with a man not yet materially sated or frightened of losing the
property he possesses. As Alinsky learned during the FIGHT-Kodak
controversy there are great numbers of middle-class Americans suffering
from feelings of powerlessness. They, who control the consumer market
and the voting box, are bewildered by their children and the wars fought
on television screens. The middle class is fertile ground for
organizing and, Alinsky thinks, radicalizing.
The
frustration in the suburban ghettoes, frequently directed at those even
less powerful, could be channeled into achieving radical goals. The
Secret, as in any organizing, is that such goals must be perceived as
paralleling self-interest. A good organizer could direct the process of
perception as Alinsky did in convincing stockholders to use their
proxies to influence corporate policy.
Or
he could organize around an issue such as tax reform where inequities
affect the middle class as well as poorer citizens. There is no lack of
issues; what is missing are politically sophisticated organizers.
Alinsky
plans on erasing that lack with organizers trained in his new school.
The Industrial Areas Foundation Training Institute is based in Chicago
where the IAF has received financial support from the Midas Corporation.
(Appendix II).
The
Institute’s purpose is described on the fact sheet as eventually
developing mass power based organizations, which sounds much the same as
what Alinsky has been doing. However, during discussions with Alinsky,
he explained the Institute’s orientation differently.
7
He
hypothesized that his trainees might be “transmitters’ digesting,
communicating, and acting on information they receive. 8 Logistically,
there might be a cadre of organizers in a given area working on a
cluster of issues maintaining close touch with another cadre whose
cluster need not be similar. What is similar throughout the network is
the goal of radicalization.
A
network setup would be particularly suited for the political organizing
of an entire city. On the city level the obvious first step is
cooperation between already existing community organizations in order to
pursue certain short-range goals. Generally the structure and vision of
the organizations will have to be radically altered to permit such
joint efforts.
One
of Alinsky’s plans for the Institute is to send trainees back into Back
of the Yards to organize against the organization he set up. If such
reorganization proved successful and if organizers could revitalize
TWO’s openness to the white community, the groups might cooperate in
some mutually beneficial venture. One possibility recommended by a
Council worker a campaign for improved recreational facilities.
9
The
prospect of their working together is not unrealistic, although, once
again, it depends primarily on the skill of the organizers. When one
moves beyond the city and local issues, the idea of independent national
organizing seems impossible. The Depression demonstrated the
feasibility of federally controlled planning and a massive war effort
convinced us of its necessity. Now we are no longer so convinced.
Cries
for “decentralization” are attacking the roots of the managerial
garrison state. They are not easily ignored nor easily interpreted. Is
it “decentralization” in Ocean Hill-Brownsville but
“unconstitutionalism” in Little Rock? Decentralization and democracy are
not synonymous as those who use the words interchangeably would have us
believe. There are still too many inequalities in our system for
political scientists or demonstrating students to adopt the “doing one’s
own thing” theory of participation.
Alinsky,
ever consistent in his inconsistency, recently expanded his radical
commitment to the eradication of powerless poverty and the injection of
meaning into affluence. His new aspect, national planning, derives from
the necessity of entrusting social change to institutions, specifically
the United States Government.
Alinsky’s
trust in the “people” must be distinguished from his distrust of the
status quo and the people who make up that mysterious condition. There
are certain structures, institutions, the Post Office for one, that must
be used. Alinsky recognizes the impossibility of achieving social
change at this time though the incremental means of power/conflict
organizing. His supplementary plans call for federally-financed work
projects on the order of the TVA.
Alinsky,
when asked by Daniel P. Moynihan to work with the new Nixon
administration, grandiosely offered Moynihan his plans for solving the
urban-crisis, the destruction of the environment, and the
dissatisfaction of the citizenry.
He
urged the establishment of work projects in the Southwest to bring
water to that area, in the Middle West to save the Great Lakes, in the
Mississippi Valley to prevent flooding and in any other part of the
country where men and money are needed to counteract modernity’s assault
on the land. He never heard from the White House again.
10
Alinsky’s
proposals carry obvious spin-off effects. The need for workers could be
filled from among the un- and under-employed in the cities. The model
integrated communities constructed to house the workers would be
self-governing. The projects, administered by bureaucrats and staffed by
credentialed experts, would provide attractive recompense and job
satisfaction to lure people away from the megalopoli.
The
TVA-like proposals, reminiscent of Senator Eugene McCarthy’s 1968
Presidential campaign, stand about moving people out of the ghettoes,
have little chance of over being legislated. Although they would not be
considered too radical in many more centralized welfare states, they are
“revolutionary” within a mass production/consumption state,
particularly the United States. Must definitions perhaps be as fluid as
the actions they purport to describe?
Alinsky
would answer affirmatively. In spite of his being featured in the
Sunday New York Times and living a comfortable, expenses-paid life, he
considers himself a revolutionary.
In
a very important way he is. If the ideals Alinsky espouses were
actualized, he result would be social revolution. Ironically, this is
not a disjunctive projection if considered in the tradition of Western
democratic theory. In the first chapter it was pointed out that Alinsky
is regarded by many as the proponent of a dangerous socio/political
philosophy. As such, he has been feared – just as Eugene Debs or Walt
Whitman or Martin Luther King has been feared, because each embraced the
most radical of political faiths — democracy.
CHAPTER V FOOTNOTES:
1 Bruckner, p.G1.
2 Saul D. Alinsky, “Is There Life After Birth?” Speech presented before
the Centennial Meeting of the Episcopal Theological School,
Cambridge, Massachusetts, June 7, 1967, Anglican Theological
Review, (January, 1968).
3 Ibid., p. 2.
4 Ibid., p. 4.
5 Ibid., p. 5.
6 Alinsky interview, Boston.
7 Ibid.
8 Ibid.
9 Ryan, interview, Chicago.
10 Alinsky interview, Wellesley.
Appendices:
I. VISTA cartoon
II. IAF Training Institute fact sheet and application.
PRIMARY SOURCES
Personal Interviews
Alinsky,
Saul D. Mr. Alinsky and I met twice during October in Boston and during
January at Wellesley. Both times he was generous with ideas and
interest. His offer of a place in the new Institute was tempting but
after spending a year trying to make sense out of his inconsistency, I
need three years of legal rigor. Haffner, John. Reporter on the Back of
the Yards Journal who represents the views of his neighbors regarding
the community’s future in conservatively chauvinistic terms. January,
1969, in Chicago. Hoffman, Nicholas von. One of the best of Alinsky’s
organizers and now a superb writer for the Washington Post. Talked with
him by telephone in Washington in October. He was both helpful and
provocative. Ryan, Phyllis. Social Worker on the staff of the Back of
the Yards Neighborhood Council who left soon after I interviewed her in
January, 1969. Her honesty about conditions in the area as well as her
obvious distress over them contributed greatly to my understanding of
the situation. Shimony, Annemarie. Professor in the Department of
Sociology at Wellesley College. Mrs. Shimony criticized Alinsky’s method
during our conversation in March, 1969, helping me to focus my own
opinions.
Books and Speeches
Alinsky, Saul D. Reveille for Radicals. Chicago: University of Chicago Press, 1946.
——-. “Citizen Participation and Community Organization in Planning and
Urban Renewal” presented before The Chicago Chapter of the National
Association of Housing and Redevelopment Officials. Chicago, Illinois:
Industrial Areas Foundation, January, 1962.
——-. “From Citizen Apathy to Participation,” presented at the Sixth
Annual Fall Conference Association of Community Councils of Chicago.
Chicago, Illinois: Industrial Areas Foundation, October, 1957.
——-. “Of Means and End,” Union Seminary Quarterly Review, (January,
1967), pp. 107-138.
——-. “You Can’t See the Stars Through the Stripes,” presented before
the Chamber of Commerce of the United States. Chicago, Illinois:
Industrial Areas Foundation, March, 1968.
——-. “The I.A.F.–Why Is It Controversial?” Church in Metropolis,
(Summer, 1965), pp. 13-15
——-. “The War on Poverty–Political Pornography,” Poverty: Power and
Politics, ed. Chaim I. Waxman, pp. 171-179. New York: Grosset &
Dunlap. 1968.
“A Professional Radical Moves In On Rochester,” Harper’s, July, 1965, pp. 52-55
“The Professional Radical,” Harper’s, June, 1965, pp. 37-43.
SECONDARY SOURCES
Books
Carter, Barbara. “Sargent Shriver and the Role of the Poor,” Poverty:
Power and Politics, ed. Chaim I. Waxman. pp. 207-217. Now York: Grosset & Dunlap, 1968.
Coser, Lewis. The Functions of Social Conflict. New York: The Free Press, 1958.
Derry, John W. The Radical Tradition. London: MacMillan, 1967.
Fisher, Roger. “Fractionating Conflict,” International Conflict and Behavioral
Science, ed. Roger Fisher, pp. 91-110. New York: Basic Books, Inc., 1964.
Glazer, Nathan. “The Grand Design of the Poverty Program,” Poverty: Power
and Politics, ed. Chaim I. Waxman, pp. 281-293. New York: Grosset & Dunlap, 1968.
Haggstrom, Warren C. “The Power of the Poor,” Poverty: Power and Politics,
ed. Chaim I. Waxman, pp. 113-136. New York: Grosset & Dunlap, 1968.
Horowitz, Irving Louis. “Consensus, Conflict, and Co-operation,” System,
Change and Conflict, ed. N.J. Demerath III and Richard A. Peterson,
pp. 265-281. New York: The Free Press, 1967.
Kopkind, Andrew. “By or For the Poor?” Poverty: Power and Politics, ed.
Chaim I. Waxman. pp. 225-229. New York: Grosset & Dunlap, 1968.
Lipset, Seymour Martin. Political Man. Garden City, New York: Doubleday and Company, Inc. 1959.
Miller, S.M. “Poverty, Race, and Politics,” Poverty: Power and Politics,
ed. Chaim I. Waxman, pp. 137-159. New York: Grosset & Dunlap, 1968.
Moynihan, Daniel P. Maximum Feasible Misunderstanding. New York: The Free Press, 1969.
Raab, Earl. “What War and Which Poverty?” Poverty: Power and Politics, ed.
Chaim I. Waxman, pp. 229-243. New-York: Grosset & Dunlap, 1968.
Silberman, Charles E. Crisis in Black and White. New York: Random House, 1964.
——-. “The Mixed-up War on Poverty,” Poverty: Power and Politics, ed.
Chaim I. Waxman, pp. 81-101. New York: Grosset & Dunlap, 1968.
Simmel, Georg. Conflict and the Web of Intergroup Affiliations. New York:
The Free Press of Glencoe, Inc., 1955.
Periodicals
“Agitator Zeroes in on the Suburbanites,” Business Week, February 8, 1969, pp. 44-46.
Anderson, Patrick. “Making Trouble is Alinsky’s Business,” The New York
Times Magazine, (October 9, 1966) pp. 28-31, 82-104.
Astor, Gerald. “The ‘Apostle’ and the ‘Fool’,” Look, (June 25, 1968), pp. 31-34.
Boulding, Kenneth E. “The City As an Element in the International System,”
Daedulus, (Fall, 1968), pp. 1111-1124.
Dodson, Dan. “The Church, POWER, and Saul Alinsky,” Religion in Life,
(Spring, 1967), pp. 9-15.
Eagan, John J. Very Rev. Msgr. “The Archdiocese Responds,” Church in
Metropolis, (Summer, 1965), p. 16.
“McClellan and the Informers: Bigotry’s Bedfellows,” The Christian Century,
(July 10, 1968), pp, 887-888.
Menuez, D. Barry. “Stabilizing Neighborhoods in Racial Tension,” Church in
Metropolis, (Summer, 1965), pp. 29-31.
“Plato on the Barricades,” The Economist, (May 13-19, 1967), p. 14.
Reissman, Frank. “The Myth of Saul Alinsky,” Dissent, (July-August, 1967), pp. 469-479.
Ridgeway, James, “Attack on Kodak,” The New Republic, (January 21, 1967), pp. 11-13.
Rose, Stephen C. “Saul Alinsky and His Critics,” Christianity and Crisis,
(July 20, 1964), pp. 143-152.
——-. “Power Play in the City,” Crossroads, (January-March, 1967), pp. 8-12.
Sanford, David. “South Side Story,” The New Republic, (July 6, 1968), pp. 13-14.
Sherrard, Thomas D. and Richard C. Murray, “The Church and Neighborhood
Community Organization,” Social Work, (July, 1965), pp. 3-14.
“Support of Chicago Gangs,” Congressional Quarterly, (June 28, 1968), pp. 1590-1591.
White, Herbert D., Donald R. Sternle, Ronald Stone. “Discussion: Saul Alinsky
and the Ethics of Social Change,” Union Seminary Quarterly Review,
(January, 1967), pp. 125-138.
Newspapers
Back of the Yards Journal. Randomly selected issues from 1959 through 1968.
Beckman, Aldo. “I Didn’t Coach Gang Crime, Rev. Fry Says,” Chicago Tribune,
June 25, 1968, p. 1.
——-. “Rev. Fry Gave Gang Status, Probers Told,” Chicago Tribune July 2, 1968, p. 1.
Bruckner, D.J.R. “Alinsky Rethinks Idea of Community,” Washington Post,
February 20, 1969, pp. G1, 11.
Cofield, Ernestine. “A Blueprint to Secure Community’s Future,” Chicago
Defender, December 3, 1962, p. 9.
——-. “A Community Indictment of Our Segregated Schools,” Chicago Defender, November 28, 1962, p. 9.
——-. “A Community Mobilizes Versus Absentee Landlords,” Chicago Defender, November 26, 1962, p. 9.
——-. “Community Insists on Right to Determine Own Destiny,” Chicago Defender, November 25, 1962, p. 28.
——-. “Death Watch Against School Segregation,” Chicago Defender, November 27, 1962, p. 9.
——-. “Found: A General to Lead a Slum Army,” Chicago Defender, November 20, 1962, p. 9.
——-. “How University of Chicago was Stopped By A Fighting Community,” Chicago Defender, November 21, 1962, p. 9.
——-. “Ministers vs. Evils of Urban Renewal,” Chicago Defender, November 19, 1962, p. 9.
——-. “Political Power Shown By Mass Bus Ride to City Hall,” Chicago
Defender, November 30, 1962, p. 9.
——-. “Square Deal Campaign Cracks Down on Cheating Merchants,” Chicago
Defender, November 29, 1962, p. 11.
Edmonds, Richard R. “Gardner Urges U.S.: Revive Participation,” The Harvard
Crimson (Cambridge, Massachusetts), March 27, 1968, pp. 1-8.
Jansen, Donald. “Alinsky To Train White Militants,” New York Times, August 7, 1968, p. 27.
Jones, William “T.W.O. Chief Assails D.C. Testimony.” Chicago Tribune, June 22, 1968, p. 4.
Koziel, Ronald. “Gang Battles Laid to Quest for U.S. Funds,” Chicago Tribune, July 2, 1968, p. 5.
“OEO Rejects Gang Charges,” Chicago Tribune, June 24, 1968, p. 8.
“Sociologist Calls Alinsky Failure,” New York Times, June 4, 1967, p. G1.
“Untired Radical,” New York Times, December 22, 1965, p. 15.
Others
National Advisory Commission on Civil Disorders, Report of the Commission,
Report of the National Advisory Commission on Civil Disorders,
New York: Bantam Books, 1968.
National Advisory Council on Economic Opportunity, Report of the Council,
Focus on Community Action, March 1968.
Office of Economic Opportunity, VISTA publication, Cut Out Poverty, 1968,
Zygmuntowicz, Evelyn, “The Back of the Yards Neighborhood Council and Its
Health and Welfare Services.”
Unpublished Master’s thesis, Social Work School, Loyola University, 1959.
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